Page 6 - Equus - Intoductory Book

Equus Municipal Strategies
Equus offers two main Colorado and California strategies to support our clients’ goals
The “Short-Term” strategy is designed to control interest risk by limiting the weighted average portfolio duration to 3.5 years. The strategy has the flexibility to use varying credit quality issuers to achieve attractive short-term yields. We will limit any single issuer to 15% and industry exposures to 30%.
Minimum Account Size $3.0mm Management Fee 0.40%
The “Municipal-Credit” strategy will employ a full range of credit quality and duration profiles to achieve the highest total returns. This strategy focuses on higher yielding credits that we feel have improving profiles which could lead to a rating upgrade or an early refinancing from their stated maturity date. Our laddered portfolios’ overall duration exposures will be reflective of the Barclays Colorado index with over and underweights based on our interest rate expectations.
Minimum Account Size $2.0mm Management Fee 0.50%
Disclosure (note): Each strategy can be further customized to better accommodate individual risk tolerances and portfolio objectives. For further detail, please see our Form ADV II brochure which is available upon request or on our website.