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Disclosures

1. Ameriprise Financial Goal-Based Advice Survey. Results from July 2018 through 3. Company data, as of Q3 2022. Guarantee, as used in this material, depends upon the ability of the issuing entity
September 2022, reflecting 8,675 client responses. The percentages cited to honor and pay the amount you may be entitled to. U.S. Gov’t bonds are backed by
reflect those who agree or strongly agree with each statement (on a 5-point 4. FORTUNE Magazine, June 2022. the full faith and credit of the U.S. Gov’t. CDs are FDIC-insured up to $250,000 per
scale). Clients may complete a survey via the secure site after their goals are 5. Clients can respond to an internal Ameriprise survey and rate an advisor or depositor. Insurance and annuity products are backed only by the continued claims
published online. practice based on their satisfaction with the team or practice, on a scale of 1 to 5 paying ability of the issuing company. It is possible that an issuing entity may not
(1 = extremely dissatisfied to 5 = extremely satisfied). Client experiences may be financially able to meet income guarantee obligations.
2. The Most Trusted Financial Companies Survey is conducted by Investor’s vary and working with any Ameriprise Financial practice is not a guarantee of
Business Daily and TechnoMetrica Market Intelligence, ranking financial future financial results. Investors should not consider this rating a substitute for The initial consultation provides an overview of financial planning concepts.
companies based on consumer trust. The study was conducted in two phases, You will not receive written analysis and/or recommendations.
with 691 individuals responding to Phase 1 in June and July 2022 and 6,520 their own research and evaluation of a financial practice’s qualifications. Only Ameriprise Financial, Inc. and its affiliates do not offer tax or legal advice.
clients with access to the Ameriprise Secure Client Site may submit a rating.
participants in Phase 2 from July 7 – 21, 2022. Eighty-five companies met the Ratings reflect an average of all client responses received over a rolling two-year Consumers should consult with their tax advisor or attorney regarding their
requirements for inclusion in the rankings (i.e., 100 or 125 respondents, period as of 12/31/2021. specific situation.
depending on the category).
6. 529 plan investment options vary by state. Talk to your financial advisor for Investment products are not insured by the FDIC, NCUA or any federal agency,
Phase 1 identified attributes of financial institutions that are most important to
consumers in terms of “trust.” Phase 2 used the attributes defined in Phase 1, additional information. are not deposits or obligations of, or guaranteed by any financial institution,
and respondents evaluated companies on the attributes based on a five-point Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® and involve investment risks including possible loss of principal and fluctuation
scale based on how much they trusted the company regarding that attribute. certification mark, the CERTIFIED FINANCIAL PLANNER™ certification mark, and in value.
Scores were computed by taking the difference between the percentage of the CFP® certification mark (with plaque design) logo in the United States, which Investment advisory products and services are made available through
respondents giving high and low scores. Percentages were weighted and used it authorizes use of by individuals who successfully complete CFP Board’s initial Ameriprise Financial Services, LLC, a registered investment adviser.
to produce the overall Trust Index rating. Ameriprise did not pay a fee to be and ongoing certification requirements. Ameriprise Financial Services, LLC. Member FINRA and SIPC.
evaluated for this rating. Ameriprise did pay a fee to publicly cite the results
of the survey. © 2023 Ameriprise Financial, Inc. All rights reserved.
See https://www.investors.com/news/customer-trust-survey-methodology-2022/.

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