Page 214 - 2023 PPIAC RMIC BOOK
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Due diligence - Goals
Confirm all provided information
Uncover any missing information
Identify distractions
Identify warning signs
Report findings
Personal Info Regulatory
Identifiers Regulatory filings, sanctions, watch lists
Family
Known addresses Education/Credentials
CV, resume, bios Courts
Company Info Federal/State/other civil, criminal court records
Address Media
Ownership, history, legal structure Individuals
Subsidiaries Work history
SOS, corporation filings Images
Executive management Affiliations
Assets/Liabilities Career
Real estate Education
Vehicles, watercraft, aircraft Legal, regulatory
Credit history Misc., incl. charitable/political giving, family,
Foundations, sponsorships, other causes hobbies, etc.
UCC filings Companies
Bankruptcies, foreclosures, judgments, liens History
News
Legal, regulatory issues
