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                                                                                                            1



               Developmental Validation of the Illumina Infinium Assay using the Global
               Screening Array (GSA) on the iScan System for use in Forensic Laboratories


               David A. Russell , Erin M. Gorden , Michelle A. Peck , Christina M. Neal , Mary C. Heaton , Jessica Bouchet ,
                                                                                           a
                                                                                                          a
                             a,*
                                                                            a
                                                            a
                                            a
               Alexander F. Koeppel , Elayna Ciuzio , Stephen D. Turner , Carmen R. Reedy a
                                                               a
                                              a
                                 a
               Affiliations:
               a Signature Science, LLC, Charlottesville, VA, USA
               *Corresponding author at: Signature Science, LLC, Charlottesville, VA, USA.
                  Email address: drussell@signaturescience.com


               Abstract
               Microarray  processing,  which  interrogates  hundreds  of  thousands  of  single  nucleotide
               polymorphisms (SNPs) across the human genome, has recently gained traction in forensics
               due to its use in forensic genetic genealogy, which is based on analysis using SNPs to compare
               distant relatives in publicly curated databases for the purposes of developing investigative
               leads or identifying human remains. To date, there has been no published developmental
               validation  of  microarray  processing  using  the  Scientific  Working  Group  on  DNA  Analysis
               Methods (SWGDAM) Validation Guidelines for DNA Analysis Methods and Federal Bureau of
               Investigation  Quality  Assurance  Standards.  Validation  of  these  methods  are  warranted  to
               identify samples suitable for microarray analysis and to assess the quality of the data obtained
               prior to upload to genealogical databases. In this study, we validated the Global Screening
               Array (GSA) for use in forensic investigations according to SWGDAM guidelines, including the
               following  studies:  precision  and  accuracy,  sensitivity,  contamination, degradation,  species
               specificity, mock case-type samples, mixtures, repeatability and reproducibility, and stability.
               Results indicated accurate genotype calls with SNP call rates >95% at DNA input as low as
               0.20  ng.  In  addition  to  SNP  call  rate,  we  developed  interpretation  thresholds  for  signal
               intensity and heterozygosity to allow for sample quality assessment and identification of highly
               degraded and/or non-human DNA. This study demonstrates that high quality data can be
               generated from multiple sample types, including mock forensic evidence that simulated the
               challenges that are often encountered in forensic cold cases.

               Introduction

               DNA  profiling  with  short  tandem  repeats  (STRs)  continues  to  be  the  workhorse  and  gold
               standard in DNA forensics. STRs have been vetted through the court system and are widely
               accepted  for  DNA  identification,  1,2   providing  high  discriminatory  value  for  source
               attribution/identification. However, due to the high mutation rate of STRs, kinship analysis is
               limited to close familial matches. Additionally, traditional STR profiles are uploaded to CODIS,
               a  forensic  database  comprised  of  STR  profiles  from  forensic  evidence  and  known
               perpetrators,  limiting  the  generation  of  new  investigative  leads  to  only  those  that  hit  to
               previously investigated crimes.





         Developmental Validation of the Illumina Infinium Assay using the Global Screening Array (GSA) on the iScan System for use in Forensic Laboratories
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