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Appendix B—Evolution of the OPM3 Standard


                                          tions exist at one of five levels of maturity and, if they choose to do so, can
                                          improve themselves by advancing sequentially through these levels to a
                                          higher state of maturity. The benefit of advancing to a higher level is an
                                          increasing "software process capability," which results in improved software
                                          productivity. Since software is developed through projects, it is natural that
                                          the concept of organizational maturity would migrate from software devel-
                                          opment processes to project management (Peter W. G. Morris, "Researching
                                          the Unanswered Questions of Project Management," Project Management
                                          Research at the Turn of the Millennium: Proceedings of PMI Research Con-
                                          ference 2000 [Project Management Institute, 2000], 87). Possibly as a result
                                          of this, a number of project management maturity models appeared during
                                          the mid-'90s that were more heavily influenced by the thinking of the
                                          project management profession. Some of these incorporate concepts from
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                                          the PMBOK Guide.
                                             An OMP3 Model Review Team, led by Peter Rogers and Marlies
                                          Egberding, was chartered to examine existing approaches to assessing an
                                          organization's maturity in project management processes. A set of questions
                                          was developed to provide a framework for the review process, covering five
                                          primary areas of examination:
                                          ■ Scope of the model being reviewed, including its boundaries, focus,
                                             origin, and purpose
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                                          ■ Capabilities of the model, including its coverage of the PMBOK Guide,
                                             the extent to which paths to maturity are modeled, the working defini-
                                             tion of maturity, and linkages to project success
                                          ■ Methodology for assessing maturity and potential for organizational self-
                                             assessment
                                          ■ Model structure, including the question of whether it is staged or con-
                                             tinuous, and whether prerequisites are defined
                                          ■ Existence of an implementation plan to assist organizations desiring to
                                             become more mature in project management processes.
                                             Twenty-seven contemporary models were identified and reviewed.
                                          Teams of three were assigned to examine seventeen of these in greater
                                          depth. Each team performed an independent model review and submitted
                                          a model review report.
                                             The analysis concluded that existing models left many important ques-
                                          tions about project management maturity unanswered and that the team
                                          should proceed with the development of an original model. Key research
                                          conclusions included:
                                          ■ No existing maturity model satisfied the requirements elicited for OPM3
                                          ■ No existing model addressed all of the Best Practices identified for OPM3
                                          ■ No existing model addressed the constraints on organizational change
                                             that dictate how best practices must be achieved incrementally.
                                             The team agreed that maturity models are products designed to guide
                                          the process of achieving maturity. They also agreed to explore designing a
                                          "causal model" or "engineering" model, based on the premise that the Model
                                          must actually identify and document observable results within organiza-
                                          tions. At this point, the Guidance Team was formed, to assist the program
                                          manager and deputy with decisions surrounding the Model. This team
                                          structure, developed at the beginning of the project, continued until the
                                          project's conclusion. In addition to the core Guidance Team positions, the
                                          Team was made up of the heads of several sub-teams, which were charged




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