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A Resource Guide to the U.S. Foreign Corrupt Practices Act. Second Edition.
Civil Penalties .......................................................................................................................................70
Forfeiture and Disgorgement ..................................................................................................................71
Coordinated Resolutions and Avoiding “Piling On” ..................................................................................71
Collateral Consequences .........................................................................................................................72
Debarment ..................................................................................................................................................72
Cross-Debarment by Multilateral Development Banks .....................................................................................73
Loss of Export Privileges ...............................................................................................................................73
When Is a Compliance Monitor or Independent Consultant Appropriate? ....................................................73
Chapter 7: RESOLUTIONS ...............................................................................75
What Are the Different Types of Resolutions with DOJ? .............................................................................75
Criminal Complaints, Informations, and Indictments .....................................................................................75
Plea Agreements ...........................................................................................................................................75
Deferred Prosecution Agreements ..................................................................................................................75
Non-Prosecution Agreements .......................................................................................................................76
Declinations .................................................................................................................................................76
What Are the Different Types of Resolutions with SEC? ............................................................................77
Civil Injunctive Actions and Remedies ............................................................................................................77
Civil Administrative Actions and Remedies ....................................................................................................77
Deferred Prosecution Agreements ..................................................................................................................78
Non-Prosecution Agreements .......................................................................................................................79
Termination Letters and Declinations ............................................................................................................79
Chapter 8: WHISTLEBLOWER PROVISIONS AND PROTECTIONS .........................82
Chapter 9: DOJ OPINION PROCEDURE .............................................................84
Chapter 10: CONCLUSION ...............................................................................86
APPENDIX: THE FOREIGN CORRUPT PRACTICES ACT .......................................87
APPENDIX: ENDNOTES .................................................................................101
