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SEC                     Standards for Covered Clearing   Federal Register, Vol.   Dec. 12, 2016
                                        Agencies.                      81, No. 198,
                                                                       10/13/2016, 70786-
                                                                       70906.                 Compliance

                                                                                                 Date:
                                                                                              Apr. 11, 2017


                SEC                     Rules for Investment Company   Federal Register, Vol.   Jan. 01, 2017
                                        Liquidity Risk Management      81, No. 223,
                                        Programs.                      11/18/2016, 82142-
                                                                       82269.



                                                                       Federal Register, Vol.
                                                                       81, No. 223,
                                                                       11/18/2016, 81870-     Jan. 01, 2017
                                                                       82081.



                                                                       Federal Register, Vol.
                                                                       81, No. 223,
                                                                       11/18/2016, 82084-
                                                                       82139.
                                                                                              Jan. 19, 2018

            *  SEC                      Civil Monetary Penalties.      Federal Register, Vol.   Jan. 18, 2017
                                                                       82, No. 11, 01/18/2017,
                                                                       5367-5373.



            *  SEC                      EDGAR Filer Manual.            Federal Register, Vol.   Feb. 08, 2017
                                                                       82, No. 25, 02/08/2017,
                                                                       9680-9681.



                Treasury, Dept. of      NOTICE: Prompt Payment         Federal Register, Vol.   Issued:
                                        Interest Rate.                 82, No. 2, 01/04/2017,
                (Treasury)                                             910.                   Jan. 04, 2017


                Treasury                Terrorism Risk Insurance Program.  Federal Register, Vol.   Jan. 17, 2017
                                                                       81, No. 245,
                                                                       12/21/2016, 93756-
                                                                       93784.




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