Page 39 - Microsoft Word - 2017 Spring Visit brochure DAC.dox.docx
P. 39
SEC Standards for Covered Clearing Federal Register, Vol. Dec. 12, 2016
Agencies. 81, No. 198,
10/13/2016, 70786-
70906. Compliance
Date:
Apr. 11, 2017
SEC Rules for Investment Company Federal Register, Vol. Jan. 01, 2017
Liquidity Risk Management 81, No. 223,
Programs. 11/18/2016, 82142-
82269.
Federal Register, Vol.
81, No. 223,
11/18/2016, 81870- Jan. 01, 2017
82081.
Federal Register, Vol.
81, No. 223,
11/18/2016, 82084-
82139.
Jan. 19, 2018
* SEC Civil Monetary Penalties. Federal Register, Vol. Jan. 18, 2017
82, No. 11, 01/18/2017,
5367-5373.
* SEC EDGAR Filer Manual. Federal Register, Vol. Feb. 08, 2017
82, No. 25, 02/08/2017,
9680-9681.
Treasury, Dept. of NOTICE: Prompt Payment Federal Register, Vol. Issued:
Interest Rate. 82, No. 2, 01/04/2017,
(Treasury) 910. Jan. 04, 2017
Treasury Terrorism Risk Insurance Program. Federal Register, Vol. Jan. 17, 2017
81, No. 245,
12/21/2016, 93756-
93784.
39
Copyright 2017 www.coloradobankers.org