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Ecological Risk Assessment 761
Ecological Risk Assessment
Policy
Regulations
Hazard Identification
or
Resource
Problem Formulation
Management
Goals
Societal
Values
Exposure Exposure–
Assessment Response
or or
Characterization Effects
of Exposure Assessment
Risk Characterization
Risk Management
FIGURE 18.2 Elements of the risk assessment paradigm. (Adapted from USEPA, Guidelines for Ecological Risk Assess-
ment, EPA/630/R-95/002F, Office of Research and Development, U.S. Environmental Protection Agency, Washington, D.C.,
1998.)
ecological effects that are of sufficient importance to warrant further scientific study or immediate action”
(NRC, 1993). The USEPA guidelines provide detailed discussion of the types of activities that constitute
the problem formulation component of an ecological risk assessment. They suggest that the end product
of problem formulation be a conceptual model that identifies and preliminarily characterizes the eco-
system, the stressors known or suspected to be present, the ecological resources to be evaluated (pro-
tected), the effects that will be considered, the data needed, and the methods and analyses that will be
used. Hence, the problem formulation is a detailed planning document, or road map, for conducting the
remaining phases of the risk assessment.
Problem formulation is a critical component of the risk assessment because it defines the scope of
the risk assessment and the types of data that will be relevant to assessing risk. In problem formulation,
the ecological resources to be evaluated are defined, along with the routes by which chemical exposure
and consequent effects may occur and the methods by which they will be measured. The term assessment
endpoint is used to describe the ecological values (e.g., uses, qualities) for which risk will be assessed.
An assessment endpoint may be defined narrowly (e.g., population density of a rainbow trout population
in a river reach) or broadly (e.g., healthy and diverse community of native aquatic organisms); however,
a broad definition (e.g., a healthy and diverse aquatic community) is subject to many interpretations and
may require supplementation with more explicit descriptors of what constitutes “healthy and diverse”
in this context (e.g., ecological indices of diversity and abundance).