Page 85 - IC46 addendum
P. 85
The Insurance Times
investment functions and operations the
insurer shall segregate the functions and
operations of front office , mid office and back
office.
e. The authority may call for such further such
information from time to time as it deems
necessary and in the interest of the
policyholders.
f. All of the above.
42. Every insurer should draw up an ______
(fund wise incase of Unit Linked
Insurance Business) and place it to the
Board for approval and annual review.
a) Intellectual report b) Investment report
c) Investment Policy d) Intellectual Policy
43. Every insurer should have a model code
of conduct to prevent insider trading /
personal trading of officers involved in
various levels of investment operations
in compliance with _____ regulations.
a) Banking b) RBI
c) SEBI d) Ministry of Finance
44. As per SEBI (______) Regulations, the
www.sashipublications.com Email: info@sashipublications.com 84
Copyright@ The Insurance Times. 09883398055 / 09883380339
