Page 254 - From GMS to LTE
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240  From GSM to LTE-Advanced Pro and 5G

            the meantime, it is not yet widely used for this technology because of backward compatibility
            issues and the necessity to upgrade the hardware of already‐installed UMTS base stations.
            With LTE, however, MIMO has been rolled out with the first network installations.
             The basic idea behind MIMO techniques is to send several independent data streams
            over the same air interface channel simultaneously. In 3GPP Release 8, the use of two or
            four simultaneous streams is specified. In practice, up to two data streams are used
            today.  MIMO  is  only  used  for  the  shared  channel  and  only  to  transmit  those  RBs
            assigned to users who experience very good signal conditions. For other channels, only
            a single‐stream operation with a robust modulation and coding is used as the eNode‐B
            has to ensure that the data transmitted over those channels can reach all mobile devices
            independent of their location and current signal conditions.
             Transmitting simultaneous data streams over the same channel is possible only if the
            streams remain largely independent of each other on the way from the transmitter to
            the receiver. This can be achieved if two basic requirements are met.
             On  the transmitter  side,  two or  four independent  hardware transmit  chains  are
            required to create the simultaneous data streams. In addition, each data stream requires
            its own antenna. For two streams, two antennas are required. In practice, this is done
            within a single antenna casing by having one internal antenna that transmits a vertically
            polarized signal while the other antenna is positioned in such a way as to transmit its
            signal with a horizontal polarization. It should be noted at this point that polarized
            signals are already used today in other radio technologies such as UMTS to create diver-
            sity, that is, to improve the reception of a single signal stream.
             A MIMO receiver also requires two or four antennas and two or four independent
            reception chains. For small mobile devices such as smartphones, this is challenging
            because of their limited size. For other mobile devices, such as notebooks or LTE home
            routers, antennas for MIMO operation with good performance are much easier to
            design and integrate. Here, antennas do not have to be printed on the circuit board but
            can, for example, be placed around the screen or through the casing of the device. The
            matter is further complicated because each radio interface has to support more than
            one frequency band and possibly other radio technologies such as GSM, UMTS and
            CDMA, which have their own frequencies and bandwidths.
             The second requirement that has to be fulfilled for MIMO transmission is that the
            signals have to remain as independent as possible on the transmission path between the
            transmitter and the receiver. This can be achieved, for example, as shown in Figure 4.13,
            if the simultaneous transmissions reach the mobile device via several independent
            paths. This is possible even in environments where no direct line of sight exists between
            the transmitter and the receiver. Figure 4.13 is a simplification, however, as in most
            environments, the simultaneous transmissions interfere with each other to some
            degree, which reduces the achievable speeds. In theory, using two independent trans-
            mission paths can double the achievable throughput and four independent transmission
            paths can quadruple the throughput. In practice, however, throughput gains will be
            lower because of the signals interfering with each other. Once the interference gets too
            strong, the modulation scheme has to be lowered, that is, instead of using 64‐QAM (or
            256‐QAM in special cases) and MIMO together, the modulation is reduced to 16‐QAM.
            Whether it is more favorable to use only one stream with 64‐QAM or two streams with
            16‐QAM and MIMO depends on the characteristics of the channel, and it is the eNode‐
            B’s task to make a proper decision on how to transmit the data. Only in very ideal
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