Page 6 - FINAL CFA SLIDES DECEMBER 2018 DAY 7
P. 6
Session Unit 6:
21. Financial Statement Analysis: An Introduction, p.1
LOS 21.e: Identify and describe information sources that analysts use in financial statement analysis
besides annual financial statements and supplementary information, p.4
Quarterly or semi-annual reports
Securities and Exchange Commission (SEC) filings are available from EDGAR (Electronic
Data Gathering, Analysis, and Retrieval System, www.sec.gov).
Proxy statements are issued to shareholders when there are matters that require a
shareholder vote (-information about the election of (and qualifications of) board
members, compensation, management qualifications, and the issuance of stock options.
Corporate reports and press releases and earnings guidance.
