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Chapter 1

Safeguards:

Profession, legislation or regulation Work environment

 Requirements for entry into the  Corporate oversight
profession
 Ethics and conduct programmes
 CPD requirements
 Recruitment procedures
 Corporate governance regulations
 Grievance procedures
 Professional standards
 Strong internal controls
 Monitoring and disciplinary
procedures  Appropriate disciplinary procedures

 External review of the reports,  Leadership
returns, communications or
information produced by a member

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