Page 6 - September 2020 Newsletter ClassMembers Edition
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the neuropsychological test battery does not            Player’s functional impairments were more likely
                                                                                                                                     end the validity analysis. There are instances          mood-driven than due to cognitive loss and there
                                                                                                                                     in which a patient will obtain “passing” scores         is nothing in the record that counters or even
                                                                                                                                     across all performance validity tests, but the          addresses that determination. Thus the Special
                                                                                                                                     clinician might nonetheless determine that his          Master determined that the available evidence of
                                                                                                                                     neuropsychological test results are invalid. The        the Player’s functional impairment did not support
                                                                                                                                     Appeals Advisory Panel (“AAP”) automatically            a diagnosis of Level 2 Neurocognitive Impairment.
                                                                                                                                     reviewed this claim because the Player’s diagnosis
                                                                                                                                     predated the Settlement Effective Date. The AAP      Evidence to Support a
                                                                                                                                     Consultant and AAP Reviewers found that the          Qualifying Diagnosis
                                                                                                                                     totality of the circumstances triggered significant
                                                                                                                                     Slick criteria concerns. The Claims Administrator
                                                                                                                                     adopted the well-reasoned conclusion of the          On September 5, 2020, the Special Master issued
                                                                                                                                     AAP that the Player’s neuropsychological testing     a decision denying the appeal of a Representative
                                                                                                                                     performance did not support his Diagnosis, which     Claimant who argued that the Retired NFL Player
                                                                                                                                     the Special Master concluded was not clearly         should have been awarded a different Diagnosis
                                                                                                                                     erroneous.                                           than the Pre-Effective Date Level 1.5 Neurocognitive
                                                                                                                                                                                          Impairment Diagnosis originally submitted. The
                                                                                                                                   b. Cause of Functional Impairment Level 2              later Diagnosis of Alzheimer’s Disease was based
                                                                                                                                     Neurocognitive Impairment requires evidence          on evidence that was not before the Claims
                                                                                                                                     of moderate functional impairment based on the       Administrator. According to the Settlement, to
                                                                                                                                     CDR scale in the areas of Community Affairs,         recover for a Pre-Effective Date Diagnosis, the
        Published Decisions by the Special Master                                                                                    Homes and Hobbies, and Personal Care. As             Player must come forward with evidence generally

                                                                                                                                     explained in FAQ #113, the impairment must           consistent with each of the criteria listed in Exhibit
                                                                                                                                     result from cognitive loss                                                     1 (Injury Definitions). The
                e post all decisions the Special Masters designate to be published on the                                            instead of other factors                                                       Special Master explained
        WSettlement Website (under “Documents” click “Special Master” below                                                          such as “physical handicap                                                     that contemporaneous
        “Published Decisions”). Several recent Special Master rulings that affect Monetary                                           or injury, chronic pain,                                                       proof of each listed claim
        Award Claims are on the site:                                                                                                sleep apnea, or other                                                          must be evaluated on its
                                                                                                                                                                                                                    own terms, paying attention
                                                                                                                                     causes….” FAQ #113 also
                                                                                                                                     directs that, “[i]n situations                                                 to the actual evidence
        Validity Testing and Cause of                          aim to provide a quantitative basis for detecting                     where the diagnosing                                                           before the Diagnosing
        Functional Impairment                                  minimal effort or deliberate underperformance.                        physician determines                                                           Physician and the Claims
                                                                                                                                                                                                                    Administrator. The
                                                                                                                                     that a Player suffers from
                                                               Second, clinicians must evaluate performance
                                                               validity by completing the Slick et al. checklist of                  functional impairment that                                                     Representative Claimant
        In this August 19, 2020 decision, the Claims           nine validity criteria. Eight of the nine Slick criteria              is due to both cognitive                                                       also argued that it was
        Administrator denied the Retired NFL Football          require the clinician to qualitatively assess the                     loss and emotional/                                                            clear error for the Claims
        Player’s claim based on concerns regarding             Player’s performance, which involves considering                      psychiatric factors....the                                                     Administrator to note in
        performance validity on his neuropsychological         whether there are discrepancies between the                           diagnosing physician                                                           its denial of the claim the
        testing as well as inconsistencies between his         Player’s scores and                                                   should, to the extent feasible, then attempt to      discrepancy between the Player’s presentation
        reported level of functional impairment and the        his observed behavior,                                                isolate the functional impairment due to cognitive   and functioning at his doctor’s appointment with his
        Qualifying Diagnosis.                                  collateral reports                                                    loss alone and assign a CDR rating based             neuropsychological test scores because the ultimate

        a.  Performance Validity The Special Master            and documented                                                        solely on that cognitive loss.” Issues of chronic    determination of the sufficiency of the evidence must
                                                                                                                                     pain and psychiatric dysfunction consistently
                                                                                                                                                                                          be left to the Diagnosing Physician. However, the
           explained the two ways that the Settlement          background history. As                                                appear in the Player’s medical records, which        Settlement Agreement provides that Pre-Effective
           explicitly addresses performance validity. First    these are independent                                                 the diagnosing physician reported but offered        Date claims, like that of the Representative Claimant,
           for Level 1.5 or 2 Neurocognitive Impairment,       requirements, passing                                                 no explanation as to the bearing these factors       are subject to independent AAP Review.
           clinicians must include performance validity        at least two of the                                                   have on the Player’s functional impairment.
           tests—both embedded and standalone—in the           performance validity                                                  The Claims Administrator determined that the                  Click here to read these decisions.
           neuropsychological test battery. These tests        tests included in


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