Page 91 - Kolte Patil AR 2019-20

ANNEXURE VII
Form No. MR-3
SECRETARIAL AUDIT REPORT FOR THE FINANCIAL YEAR ENDED 31st MARCH, 2020
[Pursuant to Section 204(1) of the Companies Act, 2013 and Rule No.9 of the Companies
(Appointment and Remuneration of Managerial Personnel) Rules, 2014 and

Pursuant to Regulation 24A of SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015]

To,
The Members,
Kolte-Patil Developers Limited,
2nd Floor, City Point,
Dhole Patil Road, Pune-411001.

We have conducted the secretarial audit of the compliance (a) The Securities and Exchange Board of India (Substantial
of applicable statutory provisions and the adherence to good Acquisition of Shares and Takeovers) Regulations, 2011;
corporate practices by Kolte-Patil Developers Limited (hereinafter (b) Securities and Exchange Board of India (Prohibition of
called the “Company”). Secretarial Audit was conducted in a manner Insider Trading) Regulations, 2015 (‘SEBI (PIT) Regulations,
that provided us a reasonable basis for evaluating the corporate 2015’);
conducts/statutory compliances and expressing our opinion (c) The Securities and Exchange Board of India
thereon.
(Issue of Capital and Disclosure Requirements)
Based on our verification of the Company’s books, papers, minute Regulations, 2018 (not applicable to the Company during
books, forms and returns filed and other records maintained by the the audit Period);
Company and also the information provided by the Company, its (d) The Securities and Exchange Board of India (Share Based
officers, agents and authorized representatives during the conduct of Employee Benefits) Regulations, 2014;
secretarial audit, we hereby report that in our opinion, the Company (e) The Securities and Exchange Board of India (Issue and
has, during the audit period covering the financial year ended on Listing of Debt Securities) Regulations, 2008 (not applicable
31st March, 2020 complied with the statutory provisions listed to the Company during the audit Period);
hereunder and also that the Company has proper Board-processes
and compliance-mechanism in place to the extent, in the manner (f) The Securities and Exchange Board of India
and subject to the reporting made hereinafter: (Registrars to an Issue and Share Transfer Agents)
Regulations, 1993 regarding the Companies Act and
We have examined the books, papers, minute books, forms and dealing with client;
returns filed and other records maintained by the Company for the (g) The Securities and Exchange Board of India (Delisting of
financial year ended on 31st March, 2020 according to the provisions Equity Shares) Regulations 2009 (not applicable to the
of:
company during the audit period);and
(i) The Companies Act, 2013, as amended from time to time (the (h) The Securities and Exchange Board of India (Buyback
Act) and the rules made thereunder; of Securities) Regulations, 2018 (not applicable to the
(ii) The Securities Contracts (Regulation) Act, 1956 (‘SCRA’) and the Company during the audit Period)
rules made thereunder; (vi) The other laws, as informed and certified by the Management of
(iii) The Depositories Act, 1996 and the Regulations and Bye-laws the Company and on examination of relevant documents and
framed thereunder; records in pursuance thereof, the company has complied with
(iv) Foreign Exchange Management Act, 1999 and the rules the following laws specifically applicable to the Company based
and regulations made thereunder to the extent of Foreign on their sector/ industry are:-
Direct Investment, Overseas Direct Investment and External a) The Housing Board Act, 1965;
Commercial Borrowings, wherever applicable; b) The Transfer of Property Act, 1882;
(v) The following Regulations and Guidelines prescribed under the c) The Building and Other Construction Workers’ (Regulation
Securities and Exchange Board of India Act, 1992 (‘SEBI Act’):- of Employment and Conditions of Services) Act, 1996;

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