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7. Document Checklist

We request that you bring any documents found on this list that are relevant to your Retirement Income
Audit to your first appointment. The information provided by these documents will help us in the
development of your Retirement Income Audit.
• INVESTMENT STATEMENTS (most recent, if applicable)
• BROKERAGE ACCOUNTS
• PAY CHECK STUB
• LIFE INSURANCE POLICY (include statement and/or illustration)
• RETIREMENT STATEMENTS (401k, 403b, 457, TSP, SEP, Simple IRA, Pensions, etc.) Please include plan details
and all investment options
• DISABILITY POLICY
• ESTATE PLANNING DOCUMENTS (Trust/Will)
• MOST RECENT TAX RETURN
• STOCK CERTIFICATES/SAVINGS BONDS
• EMPLOYEE BENEFITS INFORMATION
• LIMITED PARTNERSHIPS, UITs, REITs
• MORTGAGE INFORMATION