Page 34 - 5D.Charlotte.Sydney

Schedule B – Matrix of Restrictive Covenants - US

(1)
(1)
Managing Principal, Finance & Finance & Any Employee
Admin
prior to
Admin
Director & Senior Vice Vice President, Associate & Analyst & completion of
President & Senior Analyst
Executive Investment Director Associate Associate, All their
Director & Assistant Other “Commitment”
Vice President
Vice President Employees (2)
Non- 9 months 90 days (4)
(3)
Competition N/A 45 days 30 days N/A 6 months

Non-Solicitation 1 year 1 year 1 year 1 year 1 year 1 year 1 year
of Employees

Non-Solicitation
of 1 year 6 months 6 months 6 months 90 days N/A 90 days
Clients/Investors

Notice Period 60 days 30 days 30 days 30 days 30 days 30 days 90 days

Garden Leave 60 days 45 days 30 days 45 days 30 days N/A N/A

(1) “Finance & Admin” shall mean any employee possessing the title of Vice President, Director, Assistant Vice President, Associate or Analyst within an
internal Finance or Administration Group or serving in a Finance or Administration function within an Investment Group.

(2) “Commitment” shall mean any commitment period outlined in other agreements attached in Schedule C hereto; upon completion of the Commitment (if

applicable), Contracting Employee will be held to the restrictions relevant to their title as outlined herein.
(3) In the event of a termination without Cause, the Non-Competition covenant shall be reduced from 9 months to 90 days.
(4) In the event of a termination without Cause, the Non-Competition covenant shall be reduced from 90 days to 45 days.