Page 5 - The Standard - January 2019

There were some recurring issues • When holding a one to one
throughout the buildings that will be discussion with your staff, it is
looked at before the next round of helpful to upload a record of the
audits: meeting to cascade – it makes the
appraisal process much easier.
• The AML CDD forms need to be
checked before being uploaded, The audit process will commence again
in particular risk ratings and this month, with some changes which
information on business activities will be announced in due course.
and source of wealth and funds.
Remember that all virtual clients Overall, its impressive how much the
will be deemed high risk due to teams are working on audits, and
the fact that we don’t have a daily everyone should be very proud of their
face-to-face relationship with achievements.
them. In addition, read through the
information provided on nature of
business activities and source of
wealth and funds – if it doesn’t
make sense to you, it probably
doesn’t make sense to HMRC
• Make sure all service retainers
match between the customer card
on CentreVision, the licence and
the agreement
• Continue to check CONNECT vs.
CentreVision during the billing
process

January 2019