Page 410 - IOM Law Society Rules Book

2008 CHAPTER No. 8 c.8

FINANCIAL SERVICES ACT 2008

Arrangement of Sections

PART 1

THE REGULATOR AND THE REGULATORY OBJECTIVES

1. The Financial Supervision Commission

2. Exercise of functions to be compatible with the regulatory
objectives

PART 2

REGULATED ACTIVITIES

Chapter I

Regulated Activities

3. Regulated activities

Chapter II

The General Prohibition

4. The general prohibition

Chapter III

Licensing of Regulated Activities

5. Application for a licence

6. Circumstances in which a licence will not be issued

7. The licence

8. Alteration of conditions of existing licences

9. Revocation or suspension of a licence

PART 3

DIRECTORS AND CONTROLLERS, etc.

10. Directors, controllers, etc