Page 60 - Case Book 2017 - 2020

5XOH 0LVFRQGXFW $FWLRQ E\ D 3URWHVW &RPPLWWHH

&$6(

+LQGHULQJ DQRWKHU ERDW PD\ EH D EUHDFK RI UXOH DQG WKH EDVLV IRU JUDQWLQJ
UHGUHVV DQG IRU DFWLRQ XQGHU UXOH

&$6(

:KHQ D ERDW NQRZV WKDW VKH KDV EURNHQ WKH %ODFN )ODJ UXOH VKH LV REOLJHG WR
UHWLUH SURPSWO\ :KHQ VKH GRHV QRW GR VR DQG WKHQ GHOLEHUDWHO\ KLQGHUV
DQRWKHU ERDW LQ WKH UDFH VKH FRPPLWV D EUHDFK RI VSRUWVPDQVKLS DQG RI UXOH

DQG KHU KHOPVPDQ FRPPLWV DQ DFW RI PLVFRQGXFW

&$6(

:KHQ D ERDW LV UDFLQJ DQG PHHWV D YHVVHO WKDW LV QRW ERWK DUH ERXQG E\ WKH
JRYHUQPHQW ULJKW RI ZD\ UXOHV :KHQ XQGHU WKRVH UXOHV WKH ERDW UDFLQJ LV
UHTXLUHG WR NHHS FOHDU EXW LQWHQWLRQDOO\ KLWV WKH RWKHU ERDW VKH FRPPLWV DQ DFW
RI PLVFRQGXFW

&$6(

$Q LQWHUSUHWDWLRQ RI WKH WHUP µFRPIRUWDEOH VDWLVIDFWLRQ¶ DQG DQ H[DPSOH RI LWV
XVH

&$6(

([DPSOHV LOOXVWUDWLQJ ZKHQ LW ZRXOG EH µDSSURSULDWH¶ XQGHU UXOH M WR
UHSRUW D UXOH LQFLGHQW WR D QDWLRQDO DXWKRULW\ RU :RUOG 6DLOLQJ

6HFWLRQ ' ± $SSHDOV

5XOH $SSHDOV DQG 5HTXHVWV WR D 1DWLRQDO $XWKRULW\

&$6(

$ ERDW FDQQRW SURWHVW WKH UDFH FRPPLWWHH +RZHYHU VKH PD\ UHTXHVW UHGUHVV
RU LI VKH LV D SDUW\ WR D KHDULQJ UHTXHVW WKDW LW EH UHRSHQHG $ ERDW WKDW ZDV
QRW D SDUW\ WR D KHDULQJ GRHV QRW KDYH WKH ULJKW WR DSSHDO :KHQ VKH EHOLHYHV
WKDW KHU VFRUH RU SODFH KDV EHHQ PDGH VLJQLILFDQWO\ ZRUVH E\ DQ LPSURSHU
DFWLRQ RU RPLVVLRQ RI WKH UDFH FRPPLWWHH KHU RQO\ UHPHG\ LV WR UHTXHVW
UHGUHVV 6KH PD\ WKHQ DSSHDO WKH GHFLVLRQ RI WKH UHGUHVV KHDULQJ

&$6(

$WWHPSWLQJ WR GLVWLQJXLVK EHWZHHQ IDFWV DQG FRQFOXVLRQV LQ D SURWHVW
FRPPLWWHH V ILQGLQJV LV VRPHWLPHV XQVDWLVIDFWRU\ EHFDXVH ILQGLQJV PD\ EH