Page 25 - October 2017

Advanced Approaches
Organizations not
Savings and Loan
Holding Companies:
Jan. 01, 2014

Mandatory
Compliance for All
Other Organizations:
Jan. 01, 2014

OCC Regulatory Capital for Large Bank Federal Register, Vol. Jan. 01, 2018
Holding Companies. 79, No. 84, 05/01/2014,
24528-24541.

Securities and Rules for Investment Company Federal Register, Vol. Jan. 01, 2017
Exchange Commission Liquidity Risk Management 81, No. 223,
(SEC) Programs. 11/18/2016, 82142-
82269.

Federal Register, Vol. Jan. 01, 2017
81, No. 223,
11/18/2016, 81870-
82081.

Federal Register, Vol. Jan. 19, 2018
81, No. 223,
11/18/2016, 82084-
82139.

SEC Rule on Securities Transaction Federal Register, Vol. May 30, 2017
Settlement Cycle. 82, No. 59, 03/29/2017,
15564-15601. Compliance
Mandatory:
Sep. 05, 2017

* SEC Interim Final Temporary Rule on Federal Register, Vol. Sep. 28, 2017
Regulation Crowdfunding and 82, No. 189, through
Regulation A. 10/02/2017, 45722- Nov. 22, 2017
45725.

* SEC Applications for Deregulation. Federal Register, Vol. Issued:
82, No. 192, Oct. 05, 2017
10/05/2017, 46587-
46589.

Small Business Business Loan Programs and Federal Register, Vol. Sep. 20, 2017
Administration Surety Bond Guarantee Program. 82, No. 160,
(SBA) 08/21/2017, 39491- Amendment to
39506. §120.1400(a):
Oct. 20, 2017

* SBA 2017 North American Industry Federal Register, Vol. Oct. 01, 2017
Classification System for Size 82, No. 186,
Standards.

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