Page 28 - February 2018

For conduct on or
after:
Nov. 02, 2015

* OCC Accounting and Capital Standards Federal Register, Vol. Issued:
Report. 83, No. 18, 01/26/2018, Jan. 26, 2018
3867-3869.

Rural Housing Service NOTICE: Request for Federal Register, Vol. Applications accepted
(RHS) Applications for Loan Guarantees 82, No. 244, until:
Under the Guaranteed Rural Rental 12/21/2017, 60579- Dec. 31, 2021
Housing Program. 60584.

Securities and Rules for Investment Company Federal Register, Vol. Jan. 01, 2017
Exchange Commission Liquidity Risk Management 81, No. 223,
(SEC) Programs. 11/18/2016, 82142-
82269.

Federal Register, Vol. Jan. 01, 2017
81, No. 223,
11/18/2016, 81870-
82081.

Federal Register, Vol. Jan. 19, 2018
81, No. 223,
11/18/2016, 82084-
82139.

* SEC Staff Accounting Bulletin 117. Federal Register, Vol. Jan. 11, 2018
83, No. 8, 01/11/2018,
1295-1296.

* SEC Semiannual Regulatory Agenda. Federal Register, Vol. Issued:
83, No. 9, 01/12/2018, Jan. 12, 2018
2022-2026.

* SEC Inflation Adjustments to Civil Federal Register, Vol. Jan. 15, 2018
Monetary Penalties. 83, No. 8, 01/11/2018,
1396-1399.

* SEC Amendments to Forms. Federal Register, Vol. Jan. 30, 2018
83, No. 20, 01/30/2018,
4138-4139.

* SEC Notice of Intention to Cancel Federal Register, Vol. Issued:
Registrations of Certain Investment 83, No. 22, 02/01/2018, Feb. 01, 2018
Advisers. 4716-4718.
Hearing Requests due:
Feb. 26, 2018

* SEC Exemptions From Investment Federal Register, Vol. Mar. 12, 2018
Adviser Registration for Advisers 83, No. 8, 01/11/2018,
to Small Business Investment 1296-1302.
Companies.

FEBRUARY 2018
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