Page 22 - April 2017 Regulatory Review

asset sizes between:
Jun. 30, 2014
and
Dec. 31, 2016

OCC Regulatory Capital for Large Bank Federal Register, Vol. Jan. 01, 2018
Holding Companies. 79, No. 84, 05/01/2014,
24528-24541.

Small Business NOTICE: Extension and Changes Federal Register, Vol. Changes effective:
Administration to Community Advantage Pilot 77, No. 218, Nov. 09, 2012
(SBA) Program. 11/09/2012, 67433-
67435. Program remains
effective until:
Mar. 15, 2017

* SBA NOTICE: Peg Rate. Federal Register, Vol. Issued:
82, No. 62, 04/03/2017, Apr. 03, 2017
16269.

Securities and Rules for Investment Company Federal Register, Vol. Jan. 01, 2017
Exchange Commission Liquidity Risk Management 81, No. 223,
(SEC) Programs. 11/18/2016, 82142-
82269.

Federal Register, Vol. Jan. 01, 2017
81, No. 223,
11/18/2016, 81870-
82081.

Federal Register, Vol. Jan. 19, 2018
81, No. 223,
11/18/2016, 82084-
82139.

* SEC EDGAR Filer Manual. Federal Register, Vol. Mar. 31, 2017
82, No. 61, 03/31/2017,
15993-15995.

* SEC Rule on Securities Transaction Federal Register, Vol. May 30, 2017
Settlement Cycle. 82, No. 59, 03/29/2017,
15564-15601. Compliance
Mandatory:
Sep. 05, 2017

* SEC Exhibit Hyperlinks and HTML Federal Register, Vol. Sep. 01, 2017
Format. 82, No. 51, 03/17/2017,
14130-14143.

* Treasury, Dept. of NOTICE: Qualified Financial Federal Register, Vol. Issued:
(Treasury) Contracts Recordkeeping Related 82, No. 60, 03/30/2017, Mar. 30, 2017
to Orderly Liquidation Authority. 15630.

* Denotes new item in the chart

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