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Ethics & Compliance



                   At Waltersmith we understand that sustainable businesses             the policy and outline clear expectations that ought to be
                   thrive when attention is paid not only what is delivered but         reflected in the way their work is carried out.
                   how it is delivered. We are committed to conducting our

                   business in an ethical manner and understand the                     Additionally, all employees as well as Board members
                   significance of compliance with laid down rules, policies             certify annually that they have read, understood and agreed

                   and procedures.                                                      to comply with the Code. As part of our induction process,
                                                                                        our new employees also certify when they join the services
                   Waltersmith is committed to providing a conducive working            of Waltersmith and annually thereafter. It is also worth

                   environment and thus encourages all employees to always              mentioning that we expect the highest standard of ethics
                   observe the highest standards of business ethics. We                 and compliance from our vendors and ensure that this

                   expect our employees to apply themselves wholly to our               expectation is clearly spelt out as a fundamental basis for
                   code of ethics policy and also infuse a healthy dose of              engaging in any transaction.
                   respect, fairness, humility, in their interactions with each

                   other in order to co-create a conducive work environment             The covid-19 pandemic forced us to carefully consider our
                   reflective of the Waltersmith brand.                                  short term crisis management plan as well as our business

                                                                                        continuity initiatives for the long term. We remained
                    We encourage our employees to avoid situations in which             focused throughout 2020 on the need to comply with
                   personal interest may, or appear to, conflict with the                relevant laws and regulations and ensure our ethics and

                   interest of Waltersmith or its clients.                              compliance culture remained a top priority.



                   Our code of ethics and conduct policy sets the ground
                   norm for how we work at Waltersmith and applies to all
                   employees and our board of directors. We provide regular

                   training and hold town hall sessions to all employees on

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