Page 60 - Listing Partners Pre Listing Offering
P. 60
APPENDIX "A"
TO CERTIFICATE OF ACCREDITED INVESTOR
All monetary references are in Canadian Dollars.
IF THE SUBSCRIBER IS AN INDIVIDUAL (other than an individual described in sections (e) and (e.1) below):
Please note that there are a number of important explanatory notes pertaining to the information you are providing below, including the definitions of "individual", "financial assets", "net assets", "related assets" and "spouse", which can be found on page A6 below.
The Subscriber hereby represents, warrants and certifies to the Corporation that the Subscriber (or its Disclosed Beneficial Purchaser) is an "accredited investor" as defined in National Instrument NI 45–106 Prospectus Exemptions ("NI 45-106") by virtue of being: [check appropriate item(s) below]
(j) an individual who, either alone or with a spouse, beneficially owns, directly or indirectly, financial assets having an aggregate realizable value that before taxes, but net of any related liabilities, exceeds $1,000,000;
The Subscriber complies by virtue of:
1. The financial assets of the Subscriber or of the Subscriber and of his/her spouse are comprised of [check appropriate item(s) below]:
cash
securities:
self-directed RRSP
spousal RRSP
group RRSP
other (please explain)______________________________________________________
contract of insurance (with approximate value of ________________)
a deposit
personal residence
other (please explain)__________________________________________________________
2. The aggregate realizable value before taxes but net of any related liabilities of the Subscriber's or of the Subscriber's and of his/her spouse's financial assets (not including personal residence and other fixed assets) is [check appropriate item(s) below]:
less than $199,999