Page 61 - Listing Partners Pre Listing Offering

between $200,000-$299,999 between $300,000-$499,999 between $500,000 and $999,999  ≥$1,000,000
3. The Subscriber or the Subscriber and his/her spouse:
have the physical possession of the financial assets
do not have the physical possession of the financial assets (please explain what evidence of ownership of the financial assets the Subscriber or the Subscriber and his/her spouse have)______________________________________________________________________________ ___________________________________________________________________________________ ___________________________________________________________________________________ ___________________________________________________________________________________
4. The Subscriber and the Subscriber and his/her spouse are entitled to receipt of any income generated by the financial asset:
yes no
5. There is a personal risk of loss of the value of the financial asset for the Subscriber or the
Subscriber and his/her spouse:
yes no (explain why not)______________________________________________________
(j.1) an individual who beneficially owns financial assets having an aggregate realizable value that, before taxes but net of any related liabilities, exceeds $5,000,000;
The Subscriber complies by virtue of:
1. The financial assets of the Subscriber are comprised of: [check appropriate item(s) below]  cash
 securities:
self-directed RRSP
spousal RRSP
group RRSP
 other (please explain)__________________________________________________
contract of insurance a deposit
personal residence
A- 4