Page 62 - Listing Partners Pre Listing Offering

other (please explain)__________________________________________________________
2. The aggregate realizable value before taxes but net of any related liabilities of the Subscriber's
financial assets is [check appropriate item(s) below]: between $500,000 and $999,999
between $1,000,000 and $4,999,999
 ≥$5,000,000
3. The Subscriber:
has the physical possession the financial assets
does not have the physical possession of the financial assets (please explain what evidence of ownership of the financial assets the Subscriber has)_______________________________________________________________________________ ___________________________________________________________________________________ ___________________________________________________________________________________ __________________________________________________________________________________
4. The Subscriber is entitled to receipt of any income generated by the financial asset: yes no
5. There is a personal risk of loss of the value of the financial asset for the Subscriber: yes no (explain)______________________________________________________
(k) an individual whose net income before taxes exceeded $200,000 in each of the 2 most recent calendar years or whose net income before taxes combined with that of a spouse exceeded $300,000 in each of the 2 most recent calendar years and who, in either case, reasonably expects to exceed that net income level in the current calendar year;
The Subscriber complies by virtue of:
1. In each of the 2 most recent calendar years the net income of the Subscriber was: [check appropriate item(s) below]
between $100,000 and $199,999 (alone)
between $100,000 and $199,999 (combine with a spouse)
between $200,000 and $299,999 (alone)
between $200,000 and $299,999 (combined with a spouse)
≥$300,000 (alone)
≥$300,000 (combined with a spouse)
2. The Subscriber reasonably expects to exceed that net income level in the current calendar year:
A- 5