Page 13 - Präsentation - Procedure Compliance & Due Diligence Check - english

These processes help prevent, identify and protect ourselves from money laundering, terrorist financing and other

illegal corruption schemes, including tax offenses or other criminal activities.

Legislation has issued relevant regulations for the COMPLIANCE & DUE DILIGENCE CHECK to be carried out properly. These

include, among others, the -

 SARBANES OXLEY ACT (SOX) und der FOREIGN CORRUPT PRACTICES ACT

(FCPA).

Our compliance department -

 GLOBAL COMPETENCE TEAM

is responsible for the compliance & due diligence check. Within our group of companies, it is the link between our holding structures and

their operational member companies. For this purpose, the compliance department has created specified COMPLIANCE PACKGES, the

content of which is geared to the inquiries from interested parties.

Such a COMPLIANCE PACKAGE will only be provided if the interested party submits a valuable inquiry to our

compliance department. The value of such a request includes all the necessary data about the person, their

company structure, including usable information about the areas of interest and possibly the percentage of assets

and their source of funds.

It is assumed that the expression of interest is made on the applicant‘s letterhead in the form of a non-

binding LETTER OF INTENT (LOI) and is also signed to ensure its value. .

Expressions of interest can be made by email or, if desired, by post to our designated postal delivery address. The data

for this will be provided to you at the end of our presentation..

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