Page 14 - Präsentation - Procedure Compliance & Due Diligence Check - english
P. 14
Procedure:
Application - compliance process - for an intended business implementation
02.
01.
Document transfer - LOI
Customer expresses his interest via Lett of Intent (LOI) Receipt of the LOI from the customer and its review by
to the compliance department of our group of companies the compliance department of our group of companies
03.
Document transfer - draft compliance package
Creation and transmission of the compliance package according to the requirements profile
of the LOI from the customer by the compliance department of the group of companies
04.
Document transfer - completion of compliance package
05.
The customer creates the compliance package with
all data and documents and sends it to the
compliance department of our group of companies
Review of the customer's compliance package by the
compliance department of the group of companies
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