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MARKET ABUSE

90 minutes, including interactions and downloads

Suitable for

If your participants are involved in dealing with stocks and shares or can influence
other people who do, this course is for them:

• Directors • Supervisors
• Managers • Team Leaders
• All Employees • Consultants

Overview

The Market Abuse Regulations prohibit insider dealing, unlawful disclosure of inside
information, and market manipulation. This compliance e-learning is critical for
individuals and the organisations they represent. It helps protect them from costly
mistakes that could result in fines or even imprisonment.

This Market Abuse e-learning course focuses on this important regulation and helps
ensure that costly mistakes related to investing in stocks and shares are avoided by
identifying the simple steps organisations and individuals can take to make sure they
comply.

Course Objectives

Firms must have proper controls and procedures in place to prevent, identify and
report market abuse. These processes are further supported by this e-learning:

• Help ensure organisational compliance with the Market Abuse Regulations
• Help ensure personal compliance with the Market Abuse Regulations
• Improve general compliance within your organisation
• Help to develop a compliance culture within your organisation
• Help your company avoid potentially costly litigation and fines

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