Page 16 - VHN

30.Thda thuan phap ly: bao gom cac thda thuan dugc thidt lap bang van ban giua td chiic
va ca nhan Irong va ngoai nude v uy thac, uy quydn d6i vdi viec quan ly va sir dung

tien, tai san1

31.Danh sach tra soat Phong, chong rua tien (Danh sach AML): trong pham vi ciia van
ban nay la danh sach cac doi tugng can tra soat theo yeu cau cua phdng, chong rua tien
dugc tich hop vao Cong cu tra soat AML (do Khoi Cong nghe xay dung cho cac du an
ma tai khoan thanh toan online tai MSB) dua tren khau vi rui ro cua MSB tung thai ky
Cac doi tugng thuoc danh sach nay se bi tur choi lchong thuc hien ma tai khoan thanh

toan online.

Bieu 4. Bi6u kien KMch hang doanh nghiep duoc mo- TKTT online tai MSB
Doi tugng KHDN dugc ma va giao dich TKTT online qua Internet Banking c^n dap ling

dii cac dieu kien sau:
1.Thanh lap va hoat dong tai Viet Nam theo mot trong bon loai hinh doanh nghiep2:

(i). Doanh nghiep tu nhan;
(ii). Cong ty hop danh;
(iii). Cong ty trach nhiem htru han;
(iv). Cong ty co phan.

2.Chira co tai khoan thanh toan hoac da tung md tai khoan tai MSB nhung trang thai tai
khoan da "Closed -Dong" tai MSB va dap ung cac dieu kien su dung dich vu TKTT
theo quy dinh ciia Phap luat va ciia MSB;

3.KHDN su dung chit ky so de xac thuc giao dich md TKTT tai MSB;
4.Dap ling cac yeu cau toi thieu ciia MSB ve thi^^t bi de su dung dich nhu sau:

(i). Su dung may tinh, laptop co he dieu hanh tCr Window 7 tra len;
(ii). Hoan thanh viec cai dat Plugin dS sir dung Chit ky s6.

5.KHDN va cac ca nhan lien quan den Khach hang (nguai dai dien hop phap: ngudi dai
dien theo phap luat hoac nguai dai dien theo uy quyen; ke toan truang hoac nguai phu
trach ke toan; chii so huu huang lgi) khong co dau hieu Hoa Ky va kliong thuoc doi
tugng tuan thii FATCA. Cu th^:
(i). KHDN khong phai la To chuc dugc thanh lap tai Hoa Ky hoac theo phap luat

Hoa Ky hoac theo bat ky Bang nao cua Hoa Ky; khong phai la chu sd hitu hudng
lgi mien tru theo quy dinh cua FATCA (to chuc chinh phu, to chuc quoc te, ngan
hang trung uang phat hanh...); khong phai la To chuc tai chinh (bao gom Viet
Nam va ngoai Hoa Ky) theo quy dinh ciia FATCA; khong phai la Khach hang la
To chuc phi tai chinh ngoai Hoa Ky co ngudi kiem soat la doi tugng Hoa Ky.
(ii). Cac ca nhan lien quan den Khach hang (ngudi dai dien hgp phap: ngudi dai dien

1Khoan 10, Di6u 1 Thong tir 20/2019/TT-NHNN ngay 14 thing II natn2019
2C5n ctr theo quy dinh cua Luat Doanh nghiep 2020

/ //3u nty /3 (3/ s3n cua MSB, chl dugc ph^p luu hanh n$i b^ v3 cung dp ra b^n ngoai theo quy dinh cOa MSB va Phap lu$t