Page 89 - Mumme Booklet

DRAFT

DOUG AND MARIE MUMME

UNDERSTANDING YOUR RISK PROFILE

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YOUR RISK PROFILE
Your answers to the questions from the Investor Profile indicate you have a Balanced risk profile. Investors
with a Balanced risk profile are equally interested in preservation of principal and long-term growth. These
investors want steady and sustained growth and are willing to take some moderate risks of volatility and
losses to achieve that growth.

In determining your general risk profile, the following analysis considered your comfort level with risk, financial
goals, investment time horizon, and future income potential, as indicated by your answers to the questions.

INVESTOR PROFILE
For your reference, the questions from the Investor Profile are shown below. Your answer for each question is
also indicated.

1. What is your primary goal for these invested assets?
Capital
Preservation Generate Income with Growth with appreciation
Goal of principal income some growth some income & growth
General Asset Allocation X
Retirement X
University Of Texas - College X
Education

2. How many years do you plan to invest these assets before you anticipate making withdrawals?
Less than 3 More than 20
Goal years 3 to 5 years 5 to 10 years 10 to 20 years years
General Asset Allocation X
Retirement X
University Of Texas - College X
Education

3. Once you have reached the point where you would like to take withdrawals from these assets,
how long will you be making withdrawals from this investment?
One time
lump sum More than 20
Goal distribution 1 to 5 years 5 to 10 years 10 to 20 years years
General Asset Allocation X
Retirement X
University Of Texas - College X
Education

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This plan is not complete without the Assumptions and Disclosures pages appearing at the end.
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