Page 69 - AAA Integrated Workbook STUDENT S18-J19
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Quality control
Post-issuance (cold) review
Outcomes A report of the results will be provided to the partners of
the firm flagging deficiencies that require corrective
action. Recommendations will be made including:
Communication of findings
Additional quality control reviews
Training
Changes to the firm's policies and procedures
Disciplinary action
Illustrations and further practice
Now try TYU question 1 from Chapter 5
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