Page 14 - FINAL CFA SLIDES JUNE 2019 DAY 1

Code of Ethics and Standards of Professional Conduct/
Guidance for Standards I - Vii

The Standards of Professional Conduct
Professionalism

Integrity of Capital Markets
Duties to Clients 1

Duties to Employers
Investment Analysis, Recommendations, and Actions
Conflicts of Interest

Responsibilities as a CFA Institute Member or CFA Candidate

LOS 2.c: Explain the ethical responsibilities required by the Code and Standards, including the
sub-sections of each Standard.