Page 13 - IA Manual Mobile Version

INTERNAL AUDIT MANUAL

Referrals

Inquiries Onboarding CAF

Preliminary
New Client Onboarding Client c Audit approach & creation in
Client
New
Guru Jana Profile
Activities
Approvals
proposed scope
documentation
Client

agreeing the
scope
Existing Initial Meeting & Papilio

Accepting Assignment professional fees Engagement
Letter of
Negotiation of

Resource Planning & Starting of the assignment Resource process stakeholders Creation in Briefing and

Discussion with
Service
fixing audit
planning
and requisition of
closure date
Papilio
initial information

The Audit Escalation
Manager
Real time
Workflows allocation of work in Observation updation To The To Client required case of non
Execution
Follow
Tasks
updation of
process in
The
To
ups for
Status
Observations
by the
to the
receipt of
team
data
Sheet
members
members
Engageme
nt Partner data
Initiation of
service
Final Deliverables working Preparation Review Compliance During the
Review
Papilio
of
of final
of Report
service
Report
papers
Closure of
service

Service Closure review by Closure & Follow up observations services by
Request
Quarterly
Follow up
Papilio
for
action on
review of
for
Service
audit
Manager
payments
Managers
Invoice