Page 28 - Business Sense-11.4 - KZN Top Business Awards Supplement -EBOOK
P. 28

THE DIFFERENCE BETWEEN MISCONDUCT


        AND PERFORMANCE




                     Colette Tanner,                                                                                           In the context of employment,
                      Operations Director,                                                                                     this means that the employer
                      DRG                                                                                                      should not take disciplinary
                                                                                                                               action in the absence of a fair
                      W        hen                                                                                             adequate notice of a disciplinary
                                                                                                                               hearing. A fair process includes
                                                                                                                               enquiry, and the employee must
                     employee issues                                                                                           be aware of the precise reason
                                                                                                                               or charges. The employee has
                       arise, it can                                                                                           the right to defend himself or
                         become                                                                                                herself. Implicit in this right is
                         confusing                                                                                             that the employer must conduct
                         for the                                                                                               an investigation into the alleged
                         employer                                                                                              misconduct, the employee must
                          when                                                                                                 be given the opportunity to
                         determining                                                                                           be heard and the employee is
        whether an issue relates to                                                                                            entitled to representation and
        performance or misconduct.                                                                                             call witnesses.
        Furthermore, executing
        corrective action can be overly                                                                                          Each case must be judged on
        rigorous and daunting.                                                                                                 its merits, ensuring that the
                                                                                                                               sanction is appropriate to the
          Misconduct is typically the
        most frequent issues that                                                                                              specific circumstances.
        employers deal with on a daily                                                                                         Robust Policy Handbook
        basis. Misconduct relates     understanding the barriers that   Labour Relations Act, specifically   5.  Whether dismissal is the
        to the breaking of a valid    exist that prevent the employee   Schedule 8, endorses this concept,     appropriate sanction for the    Pivotal to managing
        and reasonable rule, where    from meeting the required     emphasizing corrective discipline      contravention of the rule  misconduct in the workplace
        behaviours or actions infringe on  standard. Poor performance   over punitive measures.                                is a robust policy handbook
        accepted norms in the workplace   can be managed through a   The progressive discipline     Where it is found that the   which will guide employees
        for example violations relating   performance improvement   system is designed to be      employee did contravene a valid   on the expected behaviour
        to company policies, regulations,   programme (PIP). Where the   corrective, however, there are   and reasonable rule, which the   and consequences of non-
        professional standards, and   employee fails in the duty to   exceptions where dismissal   employee was aware of, which   compliance. It imperative that
        ethical norms. Misconduct     perform, the employee is said to   is justified. The progressive   had previously been, and still   employers act on misconduct,
        disrupts the workplace and can   be incapable, and the employer   and corrective approach is   is applied consistently, it is   the adage that justice delayed is
        carrying grave consequences for   has the right to dismiss after   appropriate for minor offenses   possible that the employee is   justice denied applies to labour
        both employee and employer.   following a fair procedure and   for example tardiness. An   guilty of misconduct.       law in the sense that employers
        It is therefore best practise   ensuring that the dismissal is for   employer would not dismiss                        that act too slowly can be found
        to clearly communicate the    a fair reason.                an employee for reporting     A Balance Of Probabilities   to be diluting the seriousness of
        company’s position on what is                               late for duty as a first offence.   It is commonplace that in   the offence. Legal and procedural
        regarded as acceptable behaviour   A Structured System      According to the Code of Good   disciplinary proceedings, the   approaches to address these
        through company polies and     Misconduct leads to          Practice: Dismissal in the    employer bears the onus to prove   issues differ significantly.
        company values.               disciplinary action, which must   Labour Relations Act, dismissal  its allegations against an employee   Misconduct typically leads to
          Performance on the other    be commensurate with the      for a first offence is appropriate  on a balance of probabilities. This   disciplinary action, which may
                                                                                                                               include warning, suspension, or
        hand does not relate to conduct,   offence. This is the measure for   if the misconduct is severe and   standard must be differentiated   termination. Poor performance
        behaviour or actions however   substantive fairness. Employers   renders the continuation of   from the standard applied in   requires a performance
        is concerned with whether the   typically communicate a schedule  the employment relationship   criminal cases, namely proof   management process, which
        employee is performing against   of offences to their employees or   broken and or intolerable.   beyond a reasonable doubt. An   focusses on identifying the
        the expectations or standard   code of conduct in the company   Examples of such misconduct   employer is not required to prove   root cause of a problem,
        set out by the employer. Poor   handbook. The schedule of   include dishonesty, harassment,  that the misconduct is beyond a   providing support, training,
        work performance refers to    offences classifies workplace   or intimidation.            reasonable doubt – i.e. that if any   and setting clear expectation
        the failure or inability of the   misconduct into two categories   Disciplinary action must   reasonable doubt or possibility of   for improvement.  Dismissal for
        employee to reach and maintain   minor and gross misconduct   be fair, the LRA has set out   any other explanation exists as to   poor performance should only
        the employer’s required work   and provides the employee with   guidelines in order to establish   the employee’s guilt, the employee   be considered after a fair and
        performance standards in terms   the outcome of actions that   whether a dismissal for    cannot be found guilty. The   thorough process of performance
        of output. This can become    violate workplace rules. It is best   misconduct is substantively fair,   version presented by the employer   management has been followed.
        apparent in many ways, such   practise to adopt a progressive   it stands to reason that prior to   to substantiate the allegations of
        as consistently failing to meet   and corrective approach to   the employer taking disciplinary   misconduct, must be found on   This summary provides a
        agreed targets, or demonstrating   disciplining employees, where   action, grounds for disciplinary   the whole to be more probable or   broad overview of misconduct
        a lack of required skills and   appropriate. Minor offences   action must be established. The   likely than that of the employee.   and poor performance in
        competencies. It is implicit in all   relate to for example absence   following questions must be   In addition to substantive   the workplace.  Employers
        employment contracts that the   in the workplaces where, gross   answered in the affirmative prior   fairness, the employee must be   struggling with substantive and
        employee undertakes to perform   misconduct refers to serious   to deeming a dismissal fair:  taken through a fair process,   procedural uncertainties should
        according to the reasonable,   violations, such as fraud,                                 most significant are enshrined in   gain legal guidance from HR
        lawful, and attainable work   physical violence, harassment,   1.  Whether a rule regulating    the maxim ‘audi alteram partem’   due process professionals. 
        performance standards required   or significant breaches of      conduct in the workplace    which means ‘hear the other
        by the employer.              confidentiality. Gross misconduct      existed, the rule was    side’. The principles of Natural   For more information please contact
                                      often leads to dismissal.        contravened by the employee
          Managing poor performance                                                               Justice are fundamental legal   Colette Tanner,
        is a corrective action taken   Progressive discipline is a   2.  Whether the rule was valid    doctrines ensuring fairness,   T: +27 (0)31 767 0625
        by the employer to support    structured system of addressing      and reasonable         impartiality, and reasoned   E: colette@drg.co.za
        the employee in bridging the   employee misconduct, where   3.  Whether the employee was    decision-making in judicial and   W: www.drg.co.za
        performance gaps. This process   the severity of the penalties      aware of the rule, or could    administrative proceedings.
        includes identifying the cause   increases with repeated violations.      reasonably be expected to    Rooted in moral principles and
        of performance gaps, meeting   This method aims to correct      have been aware of the rule  common law traditions, they
        regularly with the employee to   behaviour through a progressive   4.  Whether the rule has been    protect employee from arbitrary
        monitor and provide feedback on  approach, rather than resorting      applied consistently by the    actions by requiring due
        the employee’s performance and   to a first offence dismissal. The   employer             process in decision-making.




       16
   23   24   25   26   27   28