Page 16 - CROWN-FLIP BOOK
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Date:
Contact Information
Company: Bus. Phone:
Name: Cell Phone:
Address: email:
CRD #:
Time Frame for
B/D change: Credit Score:
Current Involvement
Broker/Dealer: Length:
Previous:
No. of Advisors
under you if you
are a manager: Licenses Held:
How many years
in the business?
Product Mix:
Mutual Funds: % Advisory: %
Stocks/Bonds: % VA: %
Fixed Ins. With B/D: % Fixed direct %
Top 3 Funds:
Top 3 Mutual
Top 3 VA's: funds
Clearing Firm
Number of Advisory
Brokerage Accts: Assets:
