Page 21 - Banking Finance June 2022
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COVER STORY
A HOLISTIC APPROACH
IN ASSESSMENT OF
NON-FUND BASED
LIMITS AND IT'S
PRECAUTIONARY
MEASURES
n assessment of the working capital of a borrower, by a solvent person like bank subject to the compliance of
I banks shall consider the two types of facilities i.e. Fund terms and conditions as mentioned in the related trade
instrument.
based and Non-fund Based facilities. Fund based
facilities refer to the facilities for drawing cash and
funds as per requirement of the concerned borrower. In Non fund based facilities are not sanctioned in isolation. For
other Non-fund based facilities given by the bank where example, a customer wanting to import machine would be
actual funds are not involved. Through these facilities banks sanctioned a term loan and the LC will be opened to import
facilitate trade transactions by offering their commitment/ the machinery. Alternatively, it could be a customer with
promise/undertaking to pay in case the buyer (banks working capital who will need to open an LC for importing
customer) fails to pay the seller and seller remains unpaid. some material. A guarantee will be given to a customer who
is executing an order and is enjoying a working capital or
The financial guarantee/ assurance is offered by banks to term lending facilities.
facilitate the trade transaction through a suitable
instrument to cater to the needs of buyer and seller. Non- Given this non-fund facilities will, eventually get converted
into term loan or working capital. In view of this non-fund
funded instruments are designed in such a way whereby the
facilities will call for almost equal level of credit appraisal.
seller of the goods or services gets financial commitment
In addition to it there will be due diligence which is unique
About the author to the type of non-fund limit. The non-fund facilities are
divided in to three broad categories as under:
N Mohammad Ali
Letter of Credit
Msc (Agri), CAIIB, Chief Manager (Faculty)
Union Bank of India Guarantees
Staff College, Bengaluru
Co-acceptance of Bills
BANKING FINANCE | JUNE | 2022 | 21