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Straive  |   Redefining Your Peer Review Experience  7






                   Technical checks                                                Quality Control


                                                                         Check for compliance with
            Depending on the journal’s internal workflows,                  • ethical standards
                                                                            • essential declarations
            the first step after submission might be a                         like data availability   Technical
            technical screening by the JEO. This usually                       statements, missing     screening
                                                                               information, and
                                                                                                        by JEO
            includes a check for compliance with ethical                       completeness of
                                                                               metadata
            standards, inclusion of essential declarations
            like data availability statements, missing
            information, and completeness of metadata.                   • Revision for critical failure
            How a publisher handles articles failing a                      such as missing statement
                                                                            of ethical review board
                                                                                                        Return
            technical check varies wildly. Some will return                 approval for clinical      articles to
            articles to authors for revision only where there               research                    author
                                                                         • Revision on formatting
            is a critical failure, such as a missing statement              of references
            of ethical review board approval for clinical
            research, with other issues logged as requiring
            attention during revision.



            Others will return to authors for matters that are not to do with scholarly rigour, such as
            formatting of references. Arguments can be made in favour of both options: the first is better
            from an author service perspective, while the second may assist editors and reviewers in their
            assessments.


            Technical checks have typically been done manually but are very similar to those frequently
            done in the very early stages of production, which have been automated for some time.
            Straive offers customers the opportunity to implement their Completeness and Usability
            Check (CuC) tool, usually used in production, early in the process to automate technical
            checks for more than 80 different aspects of an article (Figure 3), delivering a comprehensive
            report to authors to allow them to amend any issues either before review or during revision.
            New tools like penelope.ai offer similar automatic functionality with journal-specific
            configuration. Running these tools on submission would not only save staff time, but also
            allow articles to proceed to editorial screening without delay — a hypothesis tested by IOP
            Publishing in 2020 (Holt et al., 2021). Alternatively, publishers could offer automated technical
            checks at the start of the submission process, allowing authors to be sure their articles
            comply with journal requirements before they complete the submission process.




                  Metadata          Ethics              Components           References             Text
                  • Authors         • Conflicts         • Figures,           • Reference            • Typographic
                  • Titles             of interest         tables and           completeness           errors
                  • Abstracts       • Ethical              equations         • In-text citations    • Article
                  • Keywords           approval         • Open data /        • Footnotes               structure
                                    • Consent for          methods           • Endnotes
                                       publication         statements
                                                        • Supplementary                                   Figure 3.
                                                           files                         Core components of Straive's
                                                        • Legends                         Completeness and Usability
                                                        • In-text citations                       Check (CUC) tool.
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