Page 5 - The Standard - January 2019

There were some recurring issues • When holding a one to one
throughout the buildings that will be discussion with your staff, it is
looked at before the next round of helpful to upload a record of the
audits: meeting to cascade – it makes the
appraisal process much easier.
• The AML CDD forms need to be
The audit process will commence again
checked before being uploaded,
this month, with some changes which
in particular risk ratings and
will be announced in due course.
information on business activities
and source of wealth and funds. Overall, it’s impressive how much the
Remember that all virtual clients teams are working on audits, and
will be deemed high risk due to everyone should be very proud of their
the fact that we don’t have a daily achievements.
face-to-face relationship with
Congratulations to our top 3 performers
them. In addition, read through the
information provided on nature of
business activities and source of
wealth and funds – if it doesn’t
make sense to you, it probably 23 King Street
doesn’t make sense to HMRC
• Make sure all service retainers
match between the customer card
on CentreVision, the licence and
the agreement Nova North
• Continue to check CONNECT vs.
CentreVision during the billing
process

65 Sloane Street

January 2019