Page 58 - ASCOT GROUP COMPLETE DOCUMENT (2)

Total 2,396,993 950,925 3,081,426 6,429,344 132,904,705 554,379 776,131 134,235,216 140,664,559 90,106,226 2,440,645 0 92,546,871 233,211,431 Total 15,591,214 3,951,110 1,195,102 391,704 4,092,184 1,898,749 225,483 0 27,345,546 220,102 1,384,424 1,993,571 1,329,047 664,524 531,619 1,063,238 6,966,422 7,186,523 Total 12,765,816 5,280,832 1,098,005 625,000 750,000 500,000 250,000 21,269,653 55,801,723 177,409,7

831,001 518,025 1,678,805 3,027,832 46,076,056 437,164 612,029 47,125,249 50,153,081 63,653,933 1,567,646 65,221,579 115,374,660 4,717,322 1,100,060 319,327 78,654 839,752 512,549 64,424 7,632,088 119,915 479,959 691,141 460,761 230,380 184,304 368,608 2,415,153 2,535,068 4,414,434 4,414,434 14,581,589 100,793,070
Y3 0 Y3 0 Y3 0 0 0 0 0 0
Y2 0 Y2 0 Y2 0 0 0 0 0 0
798,576 314,325 1,018,486 2,131,387 44,278,184 117,216 164,102 44,559,502 46,690,889 21,192,960 697,791 21,890,752 68,581,641 4,581,417 1,100,050 318,400 76,800 669,441 507,450 64,424 7,317,982 72,749 461,231 664,173 442,782 221,391 177,113 354,225 2,320,915 2,393,664 2,006,832 2,006,832 11,718,478 56,863,163
767,416 118,575 384,134 1,270,125 42,550,465 42,550,465 43,820,590 5,259,333 158,296 5,417,629 49,238,219 4,449,471 1,267,700 317,500 75,000 1,015,550 502,500 64,424 7,692,145 27,438 443,234 638,257 425,505 212,752 170,202 340,404 2,230,354 2,257,792 1,685,932 1,685,932 11,635,868 37,602,351
Y1 0 0 0 Y1 0 Y1 0 0 0 0 0 0
16,911 16,911 16,911 1,843,003 483,300 239,875 161,250 1,567,442 376,250 32,212 4,703,332 4,658,618 5,280,832 1,098,005 625,000 750,000 500,000 250,000 13,162,455 17,865,787 -17,848,876
Y0 0 0 0 0 0 0 0 0 0 0 0 Y0 0 0 0 0 0 0 0 0 0 0 Y0

Y3 Q4 210,861 149,025 483,060 842,946 11,691,507 139,988 195,983 12,027,477 12,870,423 22,926,859 504,179 0 23,431,038 36,301,462 Y3 Q4 1,064,739 282,515 78,638 19,664 208,805 128,137 16,106 0 1,798,604 34,504 121,787 175,373 116,915 58,458 46,766 93,532 612,830 647,334 Y3 Q4 992,358 0 0 0 0 0 0 992,358 3,438,296 32,863,165 177,409,708

Y3 Q3 208,774 135,975 440,546 785,295 11,575,749 119,388 167,143 11,862,280 12,647,575 17,429,228 421,111 0 17,850,339 30,497,914 Y3 Q3 1,523,105 272,515 78,638 19,664 235,847 128,137 16,106 0 2,274,011 31,468 120,581 173,636 115,757 57,879 46,303 92,606 606,762 638,230 Y3 Q3 1,003,858 0 0 0 0 0 0 1,003,858 3,916,099 26,581,814 144,546,543

Y3 Q2 206,707 122,925 398,436 728,067 11,461,138 98,991 138,588 11,698,717 12,426,785 13,240,222 350,456 0 13,590,678 26,017,463 Y3 Q2 1,064,739 272,515 78,638 19,664 183,444 128,137 16,106 0 1,763,243 28,460 119,387 171,917 114,611 57,306 45,845 91,689 600,755 629,214 Y3 Q2 1,015,358 0 0 0 0 0 0 1,015,358 3,407,816 22,609,647 117,964,728

Y3 Q1 204,660 110,100 356,764 671,524 11,347,661 78,797 110,316 11,536,775 12,208,298 10,057,625 291,899 0 10,349,523 22,557,821 Y3 Q1 1,064,739 272,515 83,412 19,664 211,656 128,137 16,106 0 1,796,229 25,483 118,205 170,215 113,477 56,738 45,391 90,781 594,807 620,290 Y3 Q1 1,402,859 0 0 0 0 0 0 1,402,859 3,819,377 18,738,444 95,355,081

Y2 Q4 202,634 97,350 315,495 615,479 11,235,308 58,803 82,324 11,376,435 11,991,914 7,637,028 238,604 0 0 7,875,632 19,867,546 Y2 Q4 1,034,092 282,513 78,441 19,200 147,825 126,863 16,106 0 0 1,705,039 22,535 117,034 168,530 112,353 56,177 44,941 89,882 588,917 611,453 Y2 Q4 496,708 0 0 0 0 0 0 0 0 0 0 0 0 496,708 2,813,200 17,054,346 76,616,637

Three-Year Trading by Quarter Y2 Q3 Y2 Q2 200,627 198,641 84,750 72,300 274,645 234,201 560,022 505,142 11,124,068 11,013,928 39,007 19,406 54,609 27,169 11,217,683 11,060,503 11,777,706 11,565,645 5,803,407 4,406,549 193,318 151,668 0 5,996,725 4,558,217 17,774,431 16,123,862 Y2 Q3 Y2 Q2 1,479,143 1,034,092 272,513 272,513 78,441 78,441 19,200 19,200 186,450 147,825 126,863 126,863 16,106 16,106 0 2,178,715 1,69

Y2 Q1 196,674 59,925 194,145 450,744 10,904,880 0 0 10,904,880 11,355,624 3,345,977 114,201 0 3,460,178 14,815,802 Y2 Q1 1,034,092 272,513 83,076 19,200 187,341 126,863 16,106 0 1,739,190 13,868 113,592 163,573 109,049 54,524 43,620 87,239 571,597 585,465 Y2 Q1 501,708 0 0 0 0 0 0 501,708 2,826,363 11,989,439 31,742,914

Y1 Q4 194,727 47,700 154,502 396,929 10,796,911 0 0 10,796,911 11,193,839 1,576,140 82,314 0 1,658,454 12,852,293 Y1 Q4 1,004,336 311,175 78,250 18,750 140,763 125,625 16,106 0 1,695,005 11,036 112,468 161,954 107,969 53,985 43,188 86,375 565,938 576,974 Y1 Q4 376,508 0 0 0 0 0 0 376,508 2,648,487 10,203,806 19,753,475

Y1 Q3 192,799 35,550 115,251 343,600 10,690,010 0 0 10,690,010 11,033,610 1,080,414 53,882 0 1,134,297 12,167,907 Y1 Q3 1,436,461 301,175 78,250 18,750 178,263 125,625 16,106 0 2,154,630 8,232 111,354 160,350 106,900 53,450 42,760 85,520 560,335 568,567 Y1 Q3 346,508 0 0 0 0 0 0 346,508 3,069,705 9,098,202 9,549,669

Y1 Q2 190,890 23,625 76,439 290,954 10,584,169 0 0 10,584,169 10,875,123 818,755 25,406 0 844,161 11,719,284 Y1 Q2 1,004,336 301,175 78,250 18,750 140,763 125,625 16,106 0 1,685,005 5,460 110,252 158,763 105,842 52,921 42,337 84,673 554,787 560,247 Y1 Q2 361,558 0 0 0 0 0 0 361,558 2,606,810 9,112,475 451,466

Y1 Q1 189,000 11,700 37,942 238,642 10,479,375 0 0 10,479,375 10,718,017 1,784,024 -3,306 0 1,780,717 12,498,734 Y1 Q1 1,004,336 354,175 82,750 18,750 555,763 125,625 16,106 0 2,157,505 2,710 109,160 157,191 104,794 52,397 41,918 83,835 549,294 552,004 Y1 Q1 601,358 0 0 0 0 0 0 601,358 3,310,867 9,187,867 -8,661,008

Y0 Q4 0 0 0 0 0 0 0 0 0 0 16,911 0 16,911 16,911 Y0 Q4 1,037,918 246,650 57,063 18,750 573,889 125,625 16,106 0 2,076,000 0 0 0 0 0 0 0 0 0 Y0 Q4 4,410,568 0 0 0 0 0 0 4,410,568 6,486,568 -6,469,657 -17,848,876
Pre-Launch Y0 Q3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Y0 Q3 805,085 236,650 182,813 142,500 993,553 250,625 16,106 0 2,627,332 0 0 0 0 0 0 0 0 0 Y0 Q3 248,050 5,280,832 1,098,005 625,000 750,000 500,000 250,000 8,751,887 11,379,219 -11,379,219 -11,379,219

1.50% $75 pq 1.40% 2.25% 1.00% 1.40% 1% 0.50% 8,750,000 7,697,145 31,250 62,500 250,000 16,790,895
US$
ASCOT GROUP PROFIT AND LOSS ACCOUNT Single Premium Quarterly Administration Charge Annual Management Charge (Selected Funds) Regular Premium Quarterly Administration Charge Annual Management Charge (Selected Funds) Product Charges Ascot Distribution (FE) Interest on Capital Interest on Uninvested Cash Personnel Costs Travel, Entertainment & Group Strategy Costs Computer Costs & Software Administration Marketing/Promotion Miscellaneous Ascot Li

Income Ascot Life Initial Charge Initial Charge Other Total Income Expenditure Premises Depreciation IFA Company