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Appendix 1: Forestry Audit Case Studies

          7. SOCIAL PROBLEMS                                      ment efforts, according to the experts, federal officials, and
                                                                  participants  in  the  efforts  GAO  studied.  For  example,  the
                                                                  agencies face challenges in determining whether to participate
          Title: “Opportunities Exist to Enhance Federal          in a collaborative effort, measuring participation and moni-
          Participation in Collaborative Efforts to Reduce        toring results, and sharing agency and group experiences.
          Conflicts and Improve Natural Resource Conditions”.       As a part of the interagency Cooperative Conservation ini-
          (The Government Accountability Office, The United States, 2008)
                                                                  tiative  led  by  the  Council  on  Environmental  Quality  (CEQ),
                                                                  the  federal  government  has  made  progress  in  addressing
                                                                  these challenges. yet, additional opportunities exist to develop
          Background
                                                                  and disseminate tools, examples, and guidance that further
          Conflict  over  the  use  of  our  nation’s  natural  resources,  along      address the challenges, as well as to better structure and direct
          with  increased  ecological  problems,  has  led  land  managers  to      the initiative to achieve the vision of Cooperative Conservation,
          seek  cooperative  means  to  resolve  natural  resource  conflicts      which involves a number of actions by multiple agencies over
          and problems. Collaborative resource management is one such      the long term. Failure to pursue such opportunities and to
          approach that communities began using in the 1980s and 1990s.      create a long-term plan to achieve the vision may limit the
          A 2004 Executive Order on Cooperative Conservation encourages      effectiveness of the federal government’s initiative and collabo-
          such efforts.                                           rative efforts.
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          Audit Objectives                                     Recommendations
          1.  To determine experts views on collaborative      1.  Disseminate, more widely, tools for the agencies to use in
             resource management.                                 assessing and determining if, when, and how to participate
                                                                  in a particular collaborative effort and how to sustain their
          2.  To determine how selected collaborative efforts have       participation over time.
             addressed conflicts and improved natural resources.
                                                               2.  Identify examples of groups that have conducted natural
          3.  To determine challenges that agencies face as they       resource monitoring, including at the landscape level, and
             participate in such efforts and how the Cooperative
             Conservation initiative has addressed them.          develop and disseminate guidance or protocols for others
                                                                  to use in setting up such monitoring efforts.
                                                               3.  Hold  periodic  national  or  regional  meetings  and  confe-
          Audit Criteria                                          rences  to  bring  groups  together  to  share  collaborative
                                                                  experiences identify further challenges, and learn from the
          1.  Endangered Species Act.
                                                                  lessons of other collaborative groups.
          2.  National Environmental Policy Act.
                                                               4.  Identify and evaluate, with input from the Office of Manage-
          3.  Criteria established in the Uncompahgre Plateau Project Plan.      ment and Budget (OMB) legal and policy changes concer-
                                                                  ning  federal  financial  assistance  that  would  enhance
                                                                  collaborative efforts.
          Findings
                                                               5.  Identify goals, actions, responsible work groups and agencies,
          1.  A number of collaborative practices, such as seeking inclusive       and  time  frames  for  carrying  out  the  actions  needed  to
             representation,  establishing  leadership,  and  identifying  a       implement  the  Cooperative  Conservation  initiative,  inclu-
             common  goal  among  the  participants  have  been  central        ding collaborative resource management, and document
             to successful collaborative management efforts. The success       these through a written plan, memorandum of understan-
             of  these  groups  is  often  judged  by  whether  they  increase       ding, or other appropriate means.
             participation  and  coope-ration  or  improve  natural  resource     Source:  United  States  Government  Accountability  Office,  2008.  Natural  Resource
             conditions. Many experts also note that there are limitations    Management-Opportunities Exist to Enhance Federal Participation in Collaborative Efforts
             to  the  approach,  such  as  the  time  and  resources  it  takes    to Reduce Conflicts and Improve Natural Resource Conditions.
             to bring people together to work on a problem and reach a
             decision.
                                                               8. WATER MANAGEMENT
          2.  Most of the seven collaborative resource management efforts
             GAO  studied  in  several  states  across  the  country  were
             successful in achieving participation and cooperation among    Title: “The Impact of Eucalyptus Plantations
             their  members  and  improving  natural  resource  conditions.     on the Environment under the Social Forestry
             In six of the cases, those involved were able to reduce or    Project Malakand-Dir”.
             avoid the kinds of conflicts that can arise when dealing with    (Office of the Auditor General of Pakistan, 2002)
             contentious natural resource problems. All the efforts, parti-
             cularly  those  that  effectively  reduced  or  avoided  conflict,
             used at least several of the collaborative practices described     Background
             by the experts.
                                                               The Social Forestry Project Malakand ran from February 1987
          3.  Federal  land  and  resource  management  agencies  -  the     to  January  1992.  Under  the  auspices  of  this  project,  large-
             Department of the Interior’s Bureau of Land Management,    scale plantations of Eucalyptus Camaldulensis were carried out
             U.S. Fish and Wildlife Service, and National Park Service, and     in the Malakand-Dir region on an area of 22,071.29 hectares
             the  Department  of  Agriculture’s  Forest  Service  -  face  key    (54,497 acres).
             challenges to participating in collaborative resource manage-
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