Page 30 - Learning and Development SOP Handbook
P. 30
MONTHLY
COMPLIANCE
REPORTS
Purpose
To inform DSM which of their agents are up-to-date in their compliance
training
Applicability
A monthly report that is run showing agents that are overdue in their
compliance courses
Prerequisites
none
Responsibilities
LMS Administrator will run reports until DSMs learn to run reports on
Axonify
DSM/ROM- Can pull up overdue reports in the LeaderZone section of
A-MAX University (Axonify platform)
Procedure:
Monthly, the LMS Admin will pull a report of all agents whose compliance
certifications have expired. The report needs to be retail agents only, and then
sorted by region, then by DSM.
Once this is done, it needs to be emailed to ROM@amaxinsurance.com,
ZM@amaxinsurance.com, jcheves@axaxinsurance.com,
dwilliams@amaxinsurance.com, and CC phartman@amaxinsurance.com.
