Page 30 - CAPE Financial Services Syllabus Macmillan_Neat
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UNIT 1
MODULE 3: GOVERNANCE, REGULATIONS AND ETHICS
GENERAL OBJECTIVES
On completion of this Module, students should:
1. understand the functional components within the international financial services industry and
their interrelationships;
2. understand key issues in the international financial services industry and their impact on the
global economy;
3. employ a working knowledge of best practices in international financial services management;
4. comply with relevant national and international law, legislation, regulations, safety
requirements, and professional standards;
5. use the knowledge of the relationship of customer service to international financial services
management in real world contexts;
6. have a working knowledge of international financial services operations in onshore and
offshore facilities;
7. develop critical thinking, problem solving, and basic entrepreneurial skills;
8. demonstrate awareness of the appropriate use of financial services for development;
9. assess the ethical considerations involved in financial services and actions to circumvent
unethical issues/challenges;
10. understand the process of financial services methodologies; and,
11. be aware of skill sets needed in financial services.
CXC A38/U2/16 25