Page 53 - CAPE Financial Services Syllabus Macmillan_Neat
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UNIT 2
MODULE 2: COMPLIANCE LEGISLATION AND STATUTES (cont’d)
SPECIFIC OBJECTIVES CONTENT
Students should be able to:
14. explain any inadequacies in the Examples of inadequacies of offshore banking
regulations:
regulation of financial centres with
respect to supranational (a) Too big to fail.
institutions;
(b) Bank secrecy.
15. explain the roles and
responsibilities of Intellectual The term offshore has become synonymous
Property in the financial services with illegal activity so legitimate customers are
industry; and, tainted.
16. critically analyse the financial (a) Explain the concepts of Intellectual
services environment. Property, Statutory Intellectual
Property, Copyrights and Trademarks.
(b) Types of intellectual property:
(i) copyright; and,
(ii) trademarks.
(c) Roles and responsibilities of the
department/staff:
(i) ensure moral rights of clients;
(ii) ensure fair dealings; and,
(iii) monitor intellectual property
compliance.
(a) Examine different countries and
describe current and emerging trends
in offshore banking. (Examine
countries within and outside of the
Caribbean).
(b) How offshore banking will continue to
develop. Provide examples.
CXC A38/U2/16 48
