Page 55 - CAPE Financial Services Syllabus Macmillan_Neat

UNIT 2
MODULE 2: COMPLIANCE LEGISLATION AND STATUTES (cont’d)

RESOURCES
Integrated Risk and Compliance Management for Banks and Financial Services Organizations: Benefits
of a Holistic Approach.
Essential Strategies for Financial Services Compliance, Annie Mills, Peter Haines. Wiley. ISBN:978-1-
118-90613-2
Banking Act-Eastern Caribbean Central Bank
https://www2.deloitte.com/content/dam/Deloitte/us/Documents/Tax/us-t
ax-FATCA-incorporating-notice-012215.pdf
Deloitte. The Road Ahead an in-depth analysis of the Temporary and Final FATCA Regulations
incorporating Notice 2014-33. (2014).
Offshore Banking Practice (2013).
Offshore Banking Act

eBooks and Websites:
http://www.int-comp.org/careers/a-career-in-compliance-International Compliance Association
https://www.unodc.org/tldb/pdf/Malaysia_Offshore_Banking_Act_1990_Full_text.pdf
http://www.sice.oas.org/investment/NatLeg/BEL/Offshore_Banking_e.pdf
http://www.pwc.com/us/en/financial-services/regulation Bank regulatory compliance services
http://www.metricstream.com/whitepapers/html/financial_services.htm
http://www.int-comp.org/careers/a-career-in-compliance International Compliance Association
http://www.pwc.com/us/en/financial-services/regulation
http://www.metricstream.com/whitepapers/html/financial_services.htm
www.kpmg.com/US/en/issues
http://premieroffshore.com/best-offshore-banking-license
http://www.metricstream.com/whitepapers/html/financial_services.htm
http://businessbarbados.com/industries/financial-services - Financial Regulation in Barbados by
Chancery Chambers, January 2011.

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