Page 37 - Mumme Booklet

DRAFT

DOUG AND MARIE MUMME

PROPOSED ASSET ALLOCATION

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After careful review of your personal financial information, risk tolerance, investment time horizon, and
financial goals, we developed a Proposed Asset Allocation for you to consider. It represents a diversified mix
of assets with a level of risk that is consistent with a Balanced risk profile. Investors with a Balanced risk
profile are equally interested in preservation of principal and long-term growth. These investors want steady
and sustained growth and are willing to take some moderate risks of volatility and losses to achieve that
growth. This Proposed Asset Allocation is within the range of the risk profile assigned to you based on the
answers you provided to the Investor Profile.

The following graph and table show how the investment funds in your portfolio would be allocated if you
implemented this mix. All percentages are approximate due to rounding.
Equity 60%
Fixed Income 40%

Percentage
Asset Class of Portfolio Dollar Amount
Equity
US Equity - Large Cap 23% $206,091
US Equity - Mid Cap 6% $53,763
US Equity - Small Cap 3% $26,881
International Developed Markets 13% $116,486
International Emerging Markets 6% $53,763
Real Estate Securities 4% $35,842
Commodities 5% $44,802
Total Equity 60% $537,629

Fixed Income 40% $358,419

Total Portfolio 100% $896,048

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This plan is not complete without the Assumptions and Disclosures pages appearing at the end.
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