Page 39 - Mumme Booklet

DRAFT

DOUG AND MARIE MUMME

CURRENT PORTFOLIO TO PROPOSED ASSET

ALLOCATION COMPARISON

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The chart below shows the percentage and dollar amount differences at an asset class level between your
Current Portfolio and the Proposed Asset Allocation. The Proposed Asset Allocation is consistent with a
Balanced risk profile. Investors with a Balanced risk profile are equally interested in preservation of principal
and long-term growth. These investors want steady and sustained growth and are willing to take some
moderate risks of volatility and losses to achieve that growth. This Proposed Asset Allocation is within the
range of the risk profile assigned to you based on the answers you provided to the Investor Profile. This
comparison does not consider specific securities. All percentages are approximate due to rounding.

CURRENT PORTFOLIO PROPOSED ASSET ALLOCATION
Equity 31% Equity 60%
Fixed Income 16% Fixed Income 40%
Other 2%
Cash 52%

Current Portfolio Proposed Asset Mix Difference
Percentage Dollar Percentage Dollar Percentage Dollar
Asset Class of Portfolio Amount of Portfolio Amount of Portfolio Amount
Equity
US Equity - Large Cap 12% $111,162 23% $206,091 +11% +$94,930
US Equity - Mid Cap 4% $34,152 6% $53,763 +2% +$19,611
US Equity - Small Cap 3% $22,401 3% $26,881 +1% +$4,481
Int'l Developed Markets 11% $94,494 13% $116,486 +2% +$21,992
Int'l Emerging Markets 1% $12,963 6% $53,763 +5% +$40,800
Real Estate Securities 0% $0 4% $35,842 +4% +$35,842
Commodities 0% $0 5% $44,802 +5% +$44,802
Total Equity 31% $275,171 60% $537,629 +29% +$262,458

Fixed Income 16% $144,579 40% $358,419 +24% +$213,840

Other 2% $14,464 0% $0 -2% -$14,464

Cash 52% $461,834 0% $0 -52% -$461,834

Total Portfolio 100% $896,048 100% $896,048

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This plan is not complete without the Assumptions and Disclosures pages appearing at the end.
3170326-1-4 January 29, 2021 Page 39 of 108