Page 365 - Withrow and MacEwen's Small Animal Clinical Oncology, 6th Edition
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CHAPTER 18  Clinical Trials and Developmental Therapeutics  343


           progression-free rate (PFR) at predetermined time points. Again,   forward into phase III trials; so called “pick-the-winner” trials.
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           comparative oncology models may more expediently define TTP   Although often not sufficiently powered for direct comparisons,
                                                                 they may use a less rigorous statistical assessment, such as setting
           or PFR because of compressed progression times in veterinary
  VetBooks.ir  patients. These measures can also more accurately define efficacy   the p-value at 10% and using 1-tailed analyses. 
           in the minimal residual disease (MRD) setting such as trials inter-
           rogating novel adjuvant therapies for canine osteosarcoma (OSA)   Phase III Trials (Pivotal/Confirming Trials)
           in the postamputation setting. For gauging response to immu-
           notherapeutics, expanded response criteria have been published   It has been suggested that if phase II trials are “learning” trials,
           that help define methods of capturing unique response patterns   phase III trials are “confirming” trials.  These larger, random-
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           observed in patients receiving these agents, which can be used in   ized, blinded, and controlled trials have the goal of comparing a
           conjunction with RECIST or WHO methods. 38,39         new drug or combination with standard-of-care therapies. They
             Secondary endpoints that may be evaluated in phase II trials   are often performed by large cooperative groups, which ensures
           include QOL assessments, comparative cost of therapy, days of   greater case accrual, and FDA pivotal trials require multiinstitu-
           hospitalization, validated surrogate biomarkers or measures of a   tional involvement. An example of a multicenter phase III trial
           molecular effect such as dephosphorylation of a growth factor   would be the randomized comparison of liposome-encapsulated
           receptor, 20,21  changes in microvessel density or regulatory T-cell   cisplatin (SPI-77) versus standard-of-care carboplatin in dogs
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           number,  or target modulation that is linked to clinical out-  with appendicular OSA.  No difference was observed between
           come.  Importantly, phase II trials serve to expand knowledge of   treatment groups, despite SPI-77 allowing five times the MTD
               25
           cumulative or long-term toxicities associated with new agents that   of native cisplatin to be delivered in a liposome-encapsulated
           may not be observed in short-term phase I trials designed to eluci-  form. True phase III trials are not common in veterinary oncology
           date acute toxicity. An example of this in the veterinary literature   because of their size and expense, with the exception of multicenter
           involved a combined phase I/II trial simultaneously investigating   “registration” trials that have formed the basis for New Animal
           the  safety of  liposome-encapsulated  doxorubicin  (LED)  while   Drug Applications with the FDA Center for Veterinary Medicine
           comparing its activity with native doxorubicin in cats with vac-  (FDA-CVM). 47–49  Pivotal trials have included the registration of
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           cine-associated sarcomas.  Unexpectedly, the MTD established   the first approved veterinary oncology agents, two tyrosine kinase
           for LED in the acute phase I component of the trial was found to   inhibitors (TKIs; Palladia, Zoetis; Kinavet, AB Sciences) for the
           result in delayed and dose-limiting nephrotoxicity after long-term   treatment of mast cell tumors. 47,48  TKIs showed improvement in
           follow-up in the phase II component of the trial. Such discoveries   PFS over placebo controls, and these trials define the process for
           are key to defining an agent’s therapeutic window with repeated   expanding future efforts in veterinary oncology drug approval.
           administrations.
             New clinical trial concepts have entered into use in great part   Sample Size and Power
           because of a recent initiative of the US Food and Drug Adminis-  The overriding function of clinical research is to provide a defini-
           tration (FDA) to allow for “preclinical studies to provide evidence   tive answer to a clinical question. However, it is possible that,
           necessary to support the safety of administering new compounds   once complete, clinical trial conclusions may be incorrect based
           to humans.”  These are known as phase 0 trials, and they precede   on chance or design error. Chance error results when an erroneous
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           the traditional trials defined previously. 43,44  The role of phase 0   inference is drawn from a study sample group that is not actually
           trials in cancer drug development is for biomarker and assay devel-  representative of an entire patient population. Accounting for this
           opment/validation and evaluation of target modulation. Phase 0   potential error is essential in prospective clinical trial design, and
           trials allow for the systematic deprioritization of investigational   its first critical step is to articulate the study hypothesis.  Type I
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           agents that exhibit excessive toxicity or fail to show expected bio-  or α error (false positive) occurs if an investigator rejects the null
           logic effects and are used to direct dose selection for future studies.   hypothesis when it is actually true. 45,50  This is also referred to as
           They represent first-in-species trials, usually of a small number of   the study’s level of significance. Type II or β error (false negative)
           patients, and utilize lower and likely subtherapeutic drug doses.   occurs when one fails to reject the null hypothesis when it is actu-
           Comparative oncology trials allow the unique opportunity to   ally incorrect. Type I and II errors are due to chance and cannot
           answer the preclinical questions necessary to advance an agent.   be avoided completely, although steps can be taken to reduce their
           Phase 0 trials are “proof of concept” studies, wherein PK parame-  potential effect by increasing sample size and augmenting study
           ters are measured along with PD effects within target tissues, such   design or measurements.
           as the tumor itself. These trials can also define surrogate markers   Power is the ultimate measure of a clinical trial’s results and
           of target effect, therapeutic response, or metabolites in surrogate   also must be prospectively controlled. Power is defined as 1 – β,
           tissues or fluids, such as blood or urine. Assessment of PK/PD   the probability of correctly rejecting the null in the sample if the
           relationships allow for a much broader understanding of new drug   actual effect in the population is equal to (or greater than) the
           mechanism, therefore informing phase I/II trial design.   effect size. 45,50  Power is governed by sample size, with the goal
                                                                 being to enroll enough patients to accurately allow for a difference
           Controlled Phase II Trials                            to be seen between groups. Power is irrelevant if the results are sta-
           Sometimes referred to as phase IIB trials, these tend to be con-  tistically significant, but if not, it is important to ensure the study
           trolled, blinded, and randomized investigations of two or more   had adequate numbers to detect a difference between groups. If
           novel regimens that identify promising agents to send to phase   a study to detect the difference between two cancer treatments is
           III trials for additional evaluation. Randomized phase II trials can   designed with an α of 0.05, then the principal investigator (PI) has
           be as simple as randomizing standard-of-care plus or minus the   set 5% as the maximum chance of incorrectly rejecting the null
           addition of a new drug. Another approach is to randomize sub-  hypothesis if it is true. This is the level of doubt the PI is willing
           jects into multiple treatment arms or schedules with only enough   to accept when statistical tests are used to compare the two treat-
           power to make inferences as to which is the best drug to take   ments. If β is set at 0.10, the PI is willing to accept a 10% chance
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