Page 366 - Withrow and MacEwen's Small Animal Clinical Oncology, 6th Edition
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344   PART III    Therapeutic Modalities for the Cancer Patient


         of missing an association of a given effect if it exists. This repre-  practice (GMP) and good clinical practice (GCP). GMP prin-
         sents a power of 0.90 (1 – β), or a 90% chance of finding an asso-  ciples ensure the safe manufacture and testing of pharmaceuti-
                                                               cal drugs, biologics, and medical devices by outlining aspects of
         ciation of that size or greater. The α and β levels are determined
  VetBooks.ir  before trial initiation, and their set points are based on the impor-  production that can affect the quality of a product. GCP guide-
                                                               lines were devised by the International Conference on Harmoni-
         tance of avoiding either a false-positive or a false-negative result. 
         Randomization                                         zation (ICH) to protect the rights and safety of human patients
                                                               in clinical trials.
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         Bias is introduced error in clinical research. One of the main ways   GCP includes standards on how clinical trials should be
         to minimize bias is through the use of randomization, wherein   designed and conducted, defines the roles and responsibilities of
         research participants are assigned to a group within a clinical trial   trial  sponsors  and  clinical  research  investigators,  and  monitors
                               1
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         by chance instead of choice.  Groups include either the investiga-  the reporting of trial data.  It requires the use of a standard-
         tional group, those to receive the study drug, or the control group,   ized clinical protocol and strict documentation of procedures
         those to receive a placebo (or comparator drug). Each participant   and adherence to that protocol. GCP also establishes guidelines
         enrolling in a trial has an equal chance of receiving the study drug,   for oversight by external bodies, such as the Institutional Review
         and the goal is to balance the groups based on participant charac-  Board (IRB) and the Data Safety and Monitoring Board (DSMB).
         teristics (e.g., age, stage of disease, previous treatments) that may   The IRB serves as an independent ethics committee that has the
         influence a response to therapy. At the end of the study, if bias is   power to approve, disapprove, or ask for modifications to planned
         reduced by randomization, then the result (positive or negative) is   study protocols. IRBs must include at least one nonscientist and
         more likely to be true. Unfortunately, in veterinary medicine, his-  a noninstitutional member known as a community member. If a
         torical rather than active controls have been used for comparison   clinical trial includes a vulnerable population, then the IRB must
         of new therapies all too often. It is common in oncology trials to   include an expert in the needs and specialties of this group. The
         also blind participants so that patients or, in our case, clients do   IRB reviews protocol ethics, informed consent, and possible con-
         not know which treatment group their pet is in. Blinded or true   flicts of interest, and provides scientific review of study protocol
         active comparator trials are becoming more frequent as regulatory   and results.
         registration trials ultimately require them.             The DSMB (sometimes called a Data Monitoring Committee)
            Reducing bias in clinical trials is an integral concept within trial   is a third-party panel of experts consisting of at least one statisti-
         design. Stratification is a concept used often in human oncology   cian, and is populated by clinicians who are experts in the field of
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         trials and is gaining headway in veterinary oncology trial design   research or drug of study.  In long-term and high-impact studies,
         as well. 45,51  This allows for grouping of patients based on known   an ethicist and/or a patient advocate representative may also serve
         prognostic factors. For example, this might include the stratifica-  on the DSMB. The purpose of the DSMB is to ensure the safety
         tion of dogs with lymphoma by clinical stage or immunopheno-  of participants through oversight and management of serious AEs
         type with the goal of creating equal numbers of each within a   (SAE). This group also ensures validity of data, and appropriate
         treatment group. One of the main benefits of stratification is that   termination of studies for which significant benefits or risks have
         it can prevent potential bias from known prognostic factors. For   been uncovered or if it appears that the trial cannot be concluded
         example, a treatment cohort may be doing comparatively poorly   successfully.  However,  the  DSMB  also  reviews  interim  study
         because the majority of dogs in that cohort had T-cell lymphoma.   results to determine whether an overwhelming benefit is evident
         However, a difficulty with stratification is that the more prognos-  in either the study or the control arm or if it is unlikely the study
         tic factors are controlled, the less power the study has, and thus the   will answer the proposed study aim and thus should be termi-
         need to increase sample size. Randomization to treatment groups   nated prematurely. It is important for all safety monitoring to be
         should be performed after stratification.             contemporaneous, including disclosure to the FDA of SAEs in
                                                               real time. GCP compliance is necessary for FDA registration tri-
         Phase IV Trials (Postregistration Trials)             als in both veterinary and human oncology drug development.
                                                               Oversight of GMP and GCP provisions are provided by the FDA
         Once a drug has been granted a license or registered for a spe-  (http://www.fda.gov) and, in the European Union, oversight is
         cific label use by the appropriate regulatory body (e.g., the FDA),   provided by the European Medicines Agency (EMA; http://www.
         postregistration phase IV trials may be performed to gain more   ema.europa.eu). 
         information on AEs, long-term risks, off-label benefits, and the
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         economic effect of the agent in the marketplace.  Phase IV trials   Effectiveness versus Efficacy Definitions
         may also involve treatment of special populations (e.g., the elderly,   A key distinction in phase III trials is that data may be obtained
         pediatric patients, or individuals with renal or hepatic dysfunc-  within the context of randomized clinical trials (RCTs) or from
         tion). The body of data on PK generated from postregistration   effectiveness studies in the “real world.” Because RCTs are
         trials is used to inform decisions on dose in special populations.   designed to assess safety and efficacy of pharmaceuticals with an
         Alternatively, phase IV trials may assess the benefit of the new drug   emphasis on study validity over generalizability, the applicability
         for activity against diseases not included in the current approved   of data collected from them may be limited. The data may not
         regulatory label.                                     be valid in more heterogeneous patients encountered in actual
                                                               clinical practice and may be inaccurate because of strict protocol
         Good Manufacturing Practice/Good Clinical             requirements or inclusion/exclusion criteria. Effectiveness studies,
         Practice Criteria                                     in which treatments are studied under real-world conditions, rem-
         Provisions that create uniformity and consistency are key in clin-  edy some of these limitations. An efficacy study asks the question,
         ical research implementation. Their primary intent is to ensure   “Does the drug work?” Whereas an effectiveness study asks the
         the safety of trial materials and participants and the integrity   question “Does the drug help the targeted general population?”
         of clinical data. Such provisions determine good manufacturing   Some refer to this efficacy research as type I research (bench to
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