Page 31 - IFX Internal Information Guide
P. 31
FICA CHECKLIST
FICA Recordkeeping
This checklist must be completed with every FICA Related Transaction. Records must be kept for a minimum
period of 5 years. This checklist must be kept in a FIC Record File, together with the Risk Rating and PEPs
Checklist.
Client Name:
IFX Backoffice Administrator:
Date:
Who established the client’s Identity?
How was the Identity established? (Refer to KYC Checklist and list documentation
obtained)
Single Transaction/Business Relationship
What is the Transaction Amount
What is the Name of the parties involved?
FICA CHECKLIST
FICA Recordkeepin
Last updated: 25 April 2018
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